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NEOS S&P 500 High Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$165M +$44.1M +839,220 +36%
GI
2
Gradient Investments
Minnesota
$93.8M +$1.69M +32,277 +2%
UBS Group
3
UBS Group
Switzerland
$55.4M +$24.2M +461,724 +78%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$48.7M +$21.7M +413,801 +81%
MML Investors Services
5
MML Investors Services
Massachusetts
$33.9M +$3.72M +70,938 +12%
Stifel Financial
6
Stifel Financial
Missouri
$31.6M -$553K -10,537 -2%
PAG
7
Private Advisor Group
New Jersey
$28.7M +$3.95M +75,230 +16%
HCM
8
Howard Capital Management
Georgia
$23.8M +$2.19M +41,679 +10%
Raymond James Financial
9
Raymond James Financial
Florida
$23.4M +$18.7M +355,661 +400%
MS
10
Madden Securities
Texas
$22.4M +$3.84M +73,152 +21%
MFG
11
Merit Financial Group
Georgia
$22.3M +$836K +15,919 +4%
SHFP
12
Second Half Financial Partners
Florida
$21.3M
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$20.6M +$6.18M +117,640 +43%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$17.9M -$589K -11,222 -3%
CWA
15
Cascade Wealth Advisors
Washington
$17.4M +$500K +9,521 +3%
UA
16
URS Advisory
Florida
$13.5M +$13.5M +257,712 New
APW
17
Aventura Private Wealth
Florida
$12.6M +$6.4M +121,901 +103%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$10.9M +$7.61M +144,982 +230%
KAS
19
Kestra Advisory Services
Texas
$10.8M +$1.2M +22,910 +13%
IFG
20
Independent Financial Group
California
$10.6M +$1.92M +36,533 +22%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$10.1M +$4.8M +91,369 +91%
SWP
22
Stratos Wealth Partners
Ohio
$9.61M +$1.22M +23,183 +15%
AFP
23
Ausdal Financial Partners
Iowa
$9.49M +$744K +14,171 +9%
TFA
24
Teamwork Financial Advisors
Texas
$9.39M +$3.97M +75,565 +73%
SF
25
Summit Financial
New Jersey
$8.96M +$3.34M +63,529 +59%