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State Street SPDR Portfolio Short Term Treasury ETF
SPTS

Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$20.7M +$3.98M +130,304 +24%
Bank of America
2
Bank of America
North Carolina
$19.6M +$13.7M +449,680 +232%
State Street
3
State Street
Massachusetts
$13.9M +$3.89M +127,406 +39%
Morgan Stanley
4
Morgan Stanley
New York
$8.07M -$567K -18,579 -7%
WI
5
WBI Investments
New Jersey
$3.53M +$3.53M +115,622 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.2M -$1.48M -48,330 -32%
FCM
7
Firsthand Capital Management
California
$3.06M +$3.05M +100,000 New
Jane Street
8
Jane Street
New York
$2.87M +$2.14M +70,245 +296%
AssetMark Inc
9
AssetMark Inc
California
$1.71M -$1.93M -63,307 -53%
Ameriprise
10
Ameriprise
Minnesota
$1.68M +$219K +7,177 +15%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.26M +$1.24M +40,559 +5,213%
PAG
12
Private Advisor Group
New Jersey
$1.25M +$1.25M +40,946 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.05M +$40.6K +1,328 +4%
UBS Group
14
UBS Group
Switzerland
$929K -$33.9K -1,111 -4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$675K +$333K +10,897 +97%
FHC
16
First Heartland Consultants
Missouri
$592K +$99.2K +3,250 +20%
LPL Financial
17
LPL Financial
California
$392K -$810K -26,519 -67%
AIM
18
Advantage Investment Management
Iowa
$331K -$161K -5,271 -33%
1832 Asset Management
19
1832 Asset Management
Ontario, Canada
$201K – – –
NFG
20
Next Financial Group
Texas
$87K +$87.5K +2,864 New
GWM
21
Geneos Wealth Management
Colorado
$86K – – –
MFS
22
MSI Financial Services
Massachusetts
$61K +$1.59K +52 +3%
Wells Fargo
23
Wells Fargo
California
$58K +$57.9K +1,897 New
AG
24
Advisor Group
Arizona
$18K -$12.4K -405 -41%
Creative Planning
25
Creative Planning
Kansas
$3K +$3.05K +100 New
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