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State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB

83 hedge funds and large institutions have $579M invested in State Street SPDR Portfolio Mortgage Backed Bond ETF in 2019 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 40 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

533% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 3

135% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 17

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

24% more funds holding

Funds holding: 67 → 83 (+16)

26% less capital invested

Capital invested by funds: $783M → $579M (-$204M)

112.55% less ownership

Funds ownership: 189.77% → 77.21% (-113%)

Holders
83
Holders Change
+16
Holders Change %
+23.88%
% of All Funds
1.64%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
19
Increased
40
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Financial Engines Advisors
Financial Engines Advisors
California
+$47.9M
2
Bank of America
Bank of America
North Carolina
+$12.3M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$10.8M
4
State Street
State Street
Massachusetts
+$4.11M
5
LPL Financial
LPL Financial
California
+$3.27M

Top Sellers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$312M
2
Morgan Stanley
Morgan Stanley
New York
-$1.08M
3
PA
Parallel Advisors
California
-$865K
4
Wells Fargo
Wells Fargo
California
-$708K
5
CCA
Checchi Capital Advisers
California
-$571K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
26
Raymond James & Associates
Florida
$2M +$60.1K +2,295 +3%
1NWS
27
1 North Wealth Services
Maryland
$1.94M +$220K +8,397 +13%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$1.78M -$20.4K -777 -1%
Jane Street
29
Jane Street
New York
$1.78M +$1.78M +68,059 New
FFN
30
Focus Financial Network
Minnesota
$1.71M +$295K +11,264 +21%
PA
31
Parallel Advisors
California
$1.38M -$865K -33,012 -38%
Bessemer Group
32
Bessemer Group
New Jersey
$1.31M – – –
AWM
33
AE Wealth Management
Kansas
$1.16M +$510K +19,488 +78%
SS
34
Simplicity Solutions
Minnesota
$1.08M +$452K +17,267 +72%
OC
35
Oppenheimer & Co
New York
$1.05M +$1.06M +40,312 New
PAG
36
Pinnacle Advisory Group
Maryland
$1.05M +$361K +13,769 +52%
UBS Group
37
UBS Group
Switzerland
$1.04M +$808K +30,834 +335%
FI
38
FormulaFolio Investments
Michigan
$1.01M +$259K +9,872 +34%
CAC
39
Certified Advisory Corp
Florida
$1.01M +$501K +19,140 +98%
Citadel Advisors
40
Citadel Advisors
Florida
$960K +$963K +36,751 New
SHIM
41
Stone House Investment Management
Pennsylvania
$830K -$58.9K -2,250 -7%
CWM
42
Cornerstone Wealth Management
Missouri
$798K +$89.8K +3,428 +13%
LWS
43
Lucia Wealth Services
California
$736K +$383K +14,617 +108%
UR
44
USCA RIA
Texas
$697K +$237K +9,050 +51%
IA
45
IndexIQ Advisors
New York
$685K -$170K -6,475 -20%
HH
46
Hilltop Holdings
Texas
$624K +$201K +7,664 +47%
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$620K +$14.6K +556 +2%
AAS
48
Avantax Advisory Services
Texas
$593K +$316K +12,051 +113%
Fisher Asset Management
49
Fisher Asset Management
Washington
$591K -$63.1K -2,408 -10%
PFGIA
50
Patriot Financial Group Insurance Agency
Massachusetts
$582K +$47.1K +1,798 +9%
1
2
3 4

SPMB Hedge Fund Activity: Q4 2019 in Review

83 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio Mortgage Backed Bond ETF (SPMB) for Q4 2019, worth a combined $579M — down 26% from $783M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new SPMB positions and 3 closed out — a net gain of 16 holders — while 40 added to existing stakes and 17 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $47.9M. The largest seller was Envestnet Asset Management, cutting an estimated $312M.

  • 83 institutional investors held State Street SPDR Portfolio Mortgage Backed Bond ETF (SPMB) as of Q4 2019, up from 67 in Q3 2019.
  • Funds reported $579M of State Street SPDR Portfolio Mortgage Backed Bond ETF stock for Q4 2019, down 26% quarter-over-quarter.
  • 19 funds opened new State Street SPDR Portfolio Mortgage Backed Bond ETF positions in Q4 2019 and 3 closed out, a net change of +16 holders.
  • The largest State Street SPDR Portfolio Mortgage Backed Bond ETF buyer in Q4 2019 was Financial Engines Advisors, an estimated $47.9M added.
  • The largest State Street SPDR Portfolio Mortgage Backed Bond ETF seller in Q4 2019 was Envestnet Asset Management, an estimated $312M sold.

Based on aggregated 13F filings for Q4 2019.