|
201
|
IHT Wealth Management
Chicago,
Illinois
|
$9K
|
–
|
–
|
–
|
|
|
202
|
|
$8K
|
–
|
–
|
–
|
|
|
203
|
Tradewinds Capital Management
Bellingham,
Washington
|
$3K
|
–
|
–
|
–
|
|
|
204
|
Barclays
London,
United Kingdom
|
$2K
|
–
|
–
|
–
|
|
|
205
|
National Planning Corporation
El Segundo,
California
|
–
|
-$15.5M
|
-377,861
|
Closed
|
|
|
206
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$15.4M
|
-374,581
|
Closed
|
|
|
207
|
Smart Portfolios LLC
Seattle,
Washington
|
–
|
-$6.23M
|
-151,973
|
Closed
|
|
|
208
|
Investment Centers of America
Bismarck,
North Dakota
|
–
|
-$2.89M
|
-70,518
|
Closed
|
|
|
209
|
Two Sigma Securities
New York
|
–
|
-$2.25M
|
-54,868
|
Closed
|
|
|
210
|
Atria Investments
Charlotte,
North Carolina
|
–
|
-$1.7M
|
-41,502
|
Closed
|
|
|
211
|
WBI Investments
Red Bank,
New Jersey
|
–
|
-$793K
|
-19,334
|
Closed
|
|
|
212
|
|
–
|
-$729K
|
-17,781
|
Closed
|
|
|
213
|
Mariner Independent Advisor Network
Overland Park,
Kansas
|
–
|
-$627K
|
-15,285
|
Closed
|
|
|
214
|
Access Financial Services
Minneapolis,
Minnesota
|
–
|
-$355K
|
-8,647
|
Closed
|
|
|
215
|
Allegis Investment Advisors
Idaho Falls,
Idaho
|
–
|
-$245K
|
-5,966
|
Closed
|
|
|
216
|
West Oak Capital
Westlake Village,
California
|
–
|
-$171K
|
-4,175
|
Closed
|
|
|
217
|
Simon Quick Advisors
Morristown,
New Jersey
|
–
|
-$86K
|
-2,100
|
Closed
|
|
|
218
|
BOK Financial
Tulsa,
Oklahoma
|
–
|
-$71K
|
-1,720
|
Closed
|
|
|
219
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$66K
|
-1,600
|
Closed
|
|
|
220
|
Armor Investment Advisors
Raleigh,
North Carolina
|
–
|
-$41K
|
-1,000
|
Closed
|
|
|
221
|
Lenox Wealth Management
Cincinnati,
Ohio
|
–
|
-$13K
|
-322
|
Closed
|
|
|
222
|
Brinker Capital Investments
Berwyn,
Pennsylvania
|
–
|
+$42
|
+1
|
New
|
|
