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Simon Property Group
SPG

Name Holding Trade Value Shares
Change 		Change in
Stake
IMS
526
Index Management Solutions
Pennsylvania
$44K +$45.9K +316 New
PI
527
PineBridge Investments
New York
$37K +$436 +3 +1%
JIC
528
Joel Isaacson & Co
New York
$36K +$37K +255 New
PCM
529
Prelude Capital Management
New York
$36K +$37K +255 New
MFS
530
MSI Financial Services
Massachusetts
$31K – – –
NHFG
531
New Harbor Financial Group
Massachusetts
$31K – – –
AW
532
Alpha Windward
Massachusetts
$28K – – –
PAS
533
Partnervest Advisory Services
California
$28K +$436 +3 +2%
FWM
534
Focused Wealth Management
New York
$23K +$24.1K +166 New
PSUF
535
People's United Financial
Connecticut
$22K +$3.05K +21 +15%
JFGIW
536
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$19K -$141K -968 -87%
EFSCE
537
Enterprise Financial Services Corp (EFSC)
Missouri
$19K -$6.24K -43 -24%
BFEC
538
Benjamin F. Edwards & Company
Missouri
$19K +$4.07K +28 +26%
HI
539
Hudock Inc
Pennsylvania
$17K – – –
HRIA
540
Haberer Registered Investment Advisor
Ohio
$15K – – –
JFA
541
JNBA Financial Advisors
Minnesota
$15K – – –
CFA
542
Carroll Financial Associates
North Carolina
$14K – – –
MUMSS
543
Mitsubishi UFJ Morgan Stanley Securities
Japan
$9K -$51K -351 -85%
CPS
544
Counsel Portfolio Services
Ontario, Canada
$8.47K +$1.99M +13,713 +29%
AC
545
Alexandria Capital
Virginia
$8K -$2.9K -20 -25%
ECM
546
ETrade Capital Management
Virginia
$8K – – –
FNBSF
547
First National Bank Sioux Falls
South Dakota
$8K – – –
RIA
548
Regal Investment Advisors
Michigan
$8K +$3.77K +26 +81%
NYLT
549
New York Life Trust
New York
$8K +$8.71K +60 New
TWA
550
TCI Wealth Advisors
Arizona
$7K – – –
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