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SPE

Special Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
26
US Bancorp
Minnesota
$13K
Citigroup
27
Citigroup
New York
$11K +$10.7K +663 New
TJHA
28
Thomas J. Herzfeld Advisors
Florida
-$190K -11,920 Closed
PCM
29
Prelude Capital Management
New York
-$60K -3,737 Closed
GSC
30
Ground Swell Capital
South Carolina
-$3K -174 Closed