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SPE

Special Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
26
US Bancorp
Minnesota
$13K
GSC
27
Ground Swell Capital
South Carolina
$3K +$2.72K +174 New
KIM
28
Karpus Investment Management
New York
-$4.56M -293,494 Closed
VKH
29
Virtu KCG Holdings
New York
-$529K -34,073 Closed
KFS
30
KMS Financial Services
Washington
-$266K -17,157 Closed
TAM
31
Telluride Asset Management
Minnesota
-$217K -13,962 Closed
TRCT
32
Tower Research Capital (TRC)
New York
-$7K -440 Closed