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Special Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PP
26
Patron Partners
Texas
$192K – – –
NWF Advisory Services
27
NWF Advisory Services
California
$183K -$8.78K -628 -4%
Harbour Investments
28
Harbour Investments
Wisconsin
$175K -$53.3K -3,813 -23%
XTX Topco
29
XTX Topco
Cayman Islands
$148K +$154K +10,990 New
DA
30
Detalus Advisors
Missouri
$146K +$5.32K +380 +4%
PFO
31
PMG Family Office
Texas
$137K +$142K +10,137 New
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$71K +$42K +3,000 +133%
UBS Group
33
UBS Group
Switzerland
$69.5K – – –
Global Retirement Partners
34
Global Retirement Partners
California
$49.9K +$51.8K +3,705 New
SIA
35
SkyView Investment Advisors
New Jersey
$44K +$45.3K +3,241 New
NewEdge Advisors
36
NewEdge Advisors
Louisiana
$30.5K – – –
WC
37
Winmill & Co
New Hampshire
$28.2K – – –
Keating Financial Advisory Services
38
Keating Financial Advisory Services
Kansas
$23.3K -$54.3K -3,885 -69%
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$12.4K – – –
Wells Fargo
40
Wells Fargo
California
$11.9K -$144K -10,282 -92%
Eastern Bank
41
Eastern Bank
Massachusetts
$10.1K – – –
HWP
42
Highline Wealth Partners
California
$2.78K – – –
First Horizon Corporation
43
First Horizon Corporation
Tennessee
$1.39K +$1.44K +103 New
CVA Family Office
44
CVA Family Office
Colorado
$525 – – –
ITIM
45
Indiana Trust & Investment Management
Indiana
$350 – – –
AP
46
Aspect Partners
Virginia
$135 +$140 +10 New
Independent Advisor Alliance
47
Independent Advisor Alliance
North Carolina
– -$292K -21,188 Closed
MAI Capital Management
48
MAI Capital Management
Ohio
– -$73.9K -5,372 Closed
Advisory Services Network
49
Advisory Services Network
Georgia
– -$12.5K -910 Closed
Sound Income Strategies
50
Sound Income Strategies
Florida
– -$10.2K -740 Closed