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SPE

Special Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PP
26
Patron Partners
Texas
$192K
NAS
27
NWF Advisory Services
California
$183K -$8.78K -628 -4%
HI
28
Harbour Investments
Wisconsin
$175K -$53.3K -3,813 -23%
XT
29
XTX Topco
Cayman Islands
$148K +$154K +10,990 New
DA
30
Detalus Advisors
Missouri
$146K +$5.32K +380 +4%
PFO
31
PMG Family Office
Texas
$137K +$142K +10,137 New
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$71K +$42K +3,000 +133%
UBS Group
33
UBS Group
Switzerland
$69.5K
GRP
34
Global Retirement Partners
California
$49.9K +$51.8K +3,705 New
NA
35
NewEdge Advisors
Louisiana
$30.5K
WC
36
Winmill & Co
New Hampshire
$28.2K
KFAS
37
Keating Financial Advisory Services
Kansas
$23.3K -$54.3K -3,885 -69%
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$12.4K
Wells Fargo
39
Wells Fargo
California
$11.9K -$144K -10,282 -92%
EB
40
Eastern Bank
Massachusetts
$10.1K
HWP
41
Highline Wealth Partners
California
$2.77K
FHC
42
First Horizon Corporation
Tennessee
$1.39K +$1.44K +103 New
CFO
43
CVA Family Office
Colorado
$525
ITIM
44
Indiana Trust & Investment Management
Indiana
$350
AP
45
Aspect Partners
Virginia
$135 +$140 +10 New
IAA
46
Independent Advisor Alliance
North Carolina
-$292K -21,188 Closed
MCM
47
MAI Capital Management
Ohio
-$73.9K -5,372 Closed
ASN
48
Advisory Services Network
Georgia
-$12.5K -910 Closed
SIS
49
Sound Income Strategies
Florida
-$10.2K -740 Closed
DB
50
Danske Bank
Denmark
-$55 -4 Closed