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SPAK

Defiance Next Gen SPAC Derived ETF

Delisted

SPAK was delisted on the 29th of August, 2022.

36 hedge funds and large institutions have $13.8M invested in Defiance Next Gen SPAC Derived ETF in 2021 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

165% more capital invested

Capital invested by funds: $5.21M → $13.8M (+$8.58M)

150% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 10

150% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 2

71% more funds holding

Funds holding: 2136 (+15)

16% less call options, than puts

Call options by funds: $9.71M | Put options by funds: $11.5M

Holders
36
Holders Change
+15
Holders Change %
+71.43%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
25
Increased
5
Reduced
2
Closed
10
Calls
$9.71M
Puts
$11.5M
Net Calls
-$1.84M
Net Calls Change
-$2.82M
Name Holding Trade Value Shares
Change
Change in
Stake
CIC
1
Carnegie Investment Counsel
Ohio
$2.49M +$2.85M +94,179 New
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$2.46M +$2.81M +92,917 New
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.95M +$1.28M +42,105 +134%
SWRP
4
Summit Wealth & Retirement Planning
California
$1.03M +$1.19M +39,185 New
Citadel Advisors
5
Citadel Advisors
Florida
$984K +$1.13M +37,250 New
FTUS
6
Flow Traders U.S.
New York
$863K +$989K +32,670 New
LPL Financial
7
LPL Financial
California
$574K +$658K +21,726 New
Simplex Trading
8
Simplex Trading
Illinois
$464K +$532K +17,583 New
EFS
9
Essex Financial Services
Connecticut
$419K +$481K +15,875 New
TRCT
10
Tower Research Capital (TRC)
New York
$411K -$97.4K -3,218 -17%
CSPIA
11
Cary Street Partners Investment Advisory
Virginia
$366K +$420K +13,864 New
Balyasny Asset Management
12
Balyasny Asset Management
Illinois
$286K +$328K +10,816 New
UBS Group
13
UBS Group
Switzerland
$264K +$235K +7,758 +349%
Bank of America
14
Bank of America
North Carolina
$264K +$303K +10,000 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$228K -$64.5K -2,131 -20%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$173K +$192K +6,340 +3,170%
CFGS
17
Concourse Financial Group Securities
Alabama
$173K +$196K +6,487 +10,136%
CG
18
Cutler Group
California
$77K +$88.5K +2,922 New
JP Morgan Chase
19
JP Morgan Chase
New York
$69K +$78.7K +2,600 New
PI
20
PEAK6 Investments
Illinois
$48K +$54.8K +1,810 New
Osaic Holdings
21
Osaic Holdings
Arizona
$42K +$12.6K +417 +36%
EVM
22
Eaton Vance Management
Massachusetts
$33K +$38.2K +1,261 New
Morgan Stanley
23
Morgan Stanley
New York
$27K +$31K +1,025 New
KTC
24
Kistler-Tiffany Companies
Pennsylvania
$19K +$21.5K +710 New
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$18K +$21.2K +700 New

SPAK Hedge Fund Activity: Q1 2021 in Review

36 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in Defiance Next Gen SPAC Derived ETF (SPAK) for Q1 2021, worth a combined $13.8M — up 165% from $5.21M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new SPAK positions and 10 closed out — a net gain of 15 holders — while 5 added to existing stakes and 2 trimmed.

The largest buyer was Carnegie Investment Counsel, opening a new position worth an estimated $2.85M. The largest seller was NTV Asset Management, exiting entirely with an estimated $1.29M sold.

  • 36 institutional investors held Defiance Next Gen SPAC Derived ETF (SPAK) as of Q1 2021, up from 21 in Q4 2020.
  • Funds reported $13.8M of Defiance Next Gen SPAC Derived ETF stock for Q1 2021, up 165% quarter-over-quarter.
  • 25 funds opened new Defiance Next Gen SPAC Derived ETF positions in Q1 2021 and 10 closed out, a net change of +15 holders.
  • The largest Defiance Next Gen SPAC Derived ETF buyer in Q1 2021 was Carnegie Investment Counsel, an estimated $2.85M added.
  • The largest Defiance Next Gen SPAC Derived ETF seller in Q1 2021 was NTV Asset Management, an estimated $1.29M sold.

Based on aggregated 13F filings for Q1 2021.