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SOPHiA GENETICS
SOPH

Name Holding Trade Value Shares
Change 		Change in
Stake
GIM
1
Generation Investment Management
United Kingdom
$121M +$119M +6,789,560 New
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$41.3M +$41.5M +2,358,441 New
PHS
3
PFM Health Sciences
California
$35.5M +$35.6M +2,022,552 New
CS
4
Credit Suisse
Switzerland
$33M +$33.1M +1,882,348 New
GE
5
General Electric
Ohio
$19.5M +$19.5M +1,111,111 New
Principal Financial Group
6
Principal Financial Group
Iowa
$14.4M +$14.5M +822,465 New
Jennison Associates
7
Jennison Associates
New York
$11.3M +$11.4M +645,417 New
PAMS
8
Pictet Asset Management (Switzerland)
Switzerland
$10.8M +$10.9M +618,630 New
PVI
9
Pura Vida Investments
New York
$7.89M +$7.91M +450,010 New
Millennium Management
10
Millennium Management
New York
$5.5M +$5.51M +313,527 New
DCM
11
Driehaus Capital Management
Illinois
$5.41M +$5.43M +308,531 New
BlackRock
12
BlackRock
New York
$5.38M +$5.4M +306,774 New
RI
13
RTW Investments
New York
$5.26M +$5.28M +300,000 New
FAM
14
Fred Alger Management
New York
$2.84M +$2.85M +162,082 New
LOAMS
15
Lombard Odier Asset Management (Switzerland)
Switzerland
$2.55M +$2.56M +145,670 New
TD Asset Management
16
TD Asset Management
Ontario, Canada
$2.05M +$2.06M +117,154 New
Morgan Stanley
17
Morgan Stanley
New York
$1.79M +$1.8M +102,269 New
Teacher Retirement System of Texas
18
Teacher Retirement System of Texas
Texas
$1.75M +$1.76M +100,000 New
MIM
19
Monashee Investment Management
Massachusetts
$1.4M +$1.41M +80,000 New
CCM
20
CAAS Capital Management
New York
$877K +$879K +50,000 New
MSAM
21
Moloney Securities Asset Management
Missouri
$513K +$514K +29,250 New
Squarepoint
22
Squarepoint
New York
$420K +$422K +23,969 New
GCM
23
Ghisallo Capital Management
Massachusetts
$351K +$352K +20,000 New
UBS Group
24
UBS Group
Switzerland
$187K +$187K +10,656 New
Zurich Cantonal Bank
25
Zurich Cantonal Bank
Switzerland
$170K +$171K +9,708 New
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