|
1
|
Neuberger Berman Group
New York
|
$875K
|
+$2.2M
|
+9,268
|
New
|
|
|
2
|
Boston Financial Management
Boston,
Massachusetts
|
$524K
|
+$1.32M
|
+5,553
|
New
|
|
|
3
|
Bank of New York Mellon
New York
|
$340K
|
+$857K
|
+3,607
|
New
|
|
|
4
|
Chicago Capital
Chicago,
Illinois
|
$202K
|
+$510K
|
+2,145
|
New
|
|
|
5
|
Mercer Global Advisors
Denver,
Colorado
|
$194K
|
+$489K
|
+2,058
|
New
|
|
|
6
|
IEQ Capital
Foster City,
California
|
$143K
|
+$361K
|
+1,518
|
New
|
|
|
7
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$83K
|
+$210K
|
+883
|
New
|
|
|
8
|
Raymond James & Associates
St Petersburg,
Florida
|
$37.8K
|
+$95K
|
+400
|
New
|
|
|
9
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$7K
|
+$18.8K
|
+79
|
New
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
$1K
|
+$1.43K
|
+6
|
+120%
|
|
|
11
|
Osaic Holdings
Scottsdale,
Arizona
|
$106
|
–
|
–
|
–
|
|
|
12
|
Westchester Capital Management (New York)
Valhalla,
New York
|
–
|
-$6.85M
|
-25,515
|
Closed
|
|
|
13
|
First Trust Capital Management
Chicago,
Illinois
|
–
|
-$5.91M
|
-22,030
|
Closed
|
|
|
14
|
Castle Creek Arbitrage
Avon,
Colorado
|
–
|
-$5.75M
|
-21,417
|
Closed
|
|
|
15
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$5.1M
|
-19,000
|
Closed
|
|
|
16
|
UBS O'Connor
Chicago,
Illinois
|
–
|
-$4.87M
|
-18,126
|
Closed
|
|
|
17
|
Tenor Capital Management
New York
|
–
|
-$4.3M
|
-16,000
|
Closed
|
|
|
18
|
AQR Arbitrage
Greenwich,
Connecticut
|
–
|
-$4.29M
|
-15,987
|
Closed
|
|
|
19
|
Alberta Investment Management Corp (AIMCo)
Edmonton,
Alberta, Canada
|
–
|
-$4.24M
|
-15,800
|
Closed
|
|
|
20
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
–
|
-$3.59M
|
-13,386
|
Closed
|
|
|
21
|
Hudson Bay Capital Management
Stamford,
Connecticut
|
–
|
-$3.22M
|
-12,000
|
Closed
|
|
|
22
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$3.22M
|
-12,000
|
Closed
|
|
|
23
|
Atlas Merchant Capital
New York
|
–
|
-$3.16M
|
-11,767
|
Closed
|
|
|
24
|
W.R. Berkley Corp
Greenwich,
Connecticut
|
–
|
-$2.57M
|
-9,590
|
Closed
|
|
|
25
|
Sandia Investment Management
Boston,
Massachusetts
|
–
|
-$2.34M
|
-8,708
|
Closed
|
|
