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SNDS

SUSTAINABLE NORTH AMERICAN OIL SANDS ETF

Delisted

SNDS was delisted on the 20th of June, 2013.

22 hedge funds and large institutions have $10M invested in SUSTAINABLE NORTH AMERICAN OIL SANDS ETF in 2016 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

2% less capital invested

Capital invested by funds: $10.2M → $10M (-$170K)

8% less funds holding

Funds holding: 2422 (-2)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
22
Holders Change
-2
Holders Change %
-8.33%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
10
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HH
1
Hilltop Holdings
Texas
$2.94M +$620K +33,402 +27%
AG
2
Advisor Group
Arizona
$2.15M +$93K +5,005 +5%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.36M +$10.4K +558 +0.8%
Jane Street
4
Jane Street
New York
$694K -$58.1K -3,128 -8%
LPL Financial
5
LPL Financial
California
$679K +$54.3K +2,915 +9%
Ameriprise
6
Ameriprise
Minnesota
$649K +$330K +17,793 +104%
CA
7
Cetera Advisors
Colorado
$559K +$177K +9,541 +46%
MIAN
8
Mariner Independent Advisor Network
Kansas
$410K
AHC
9
Adell Harriman & Carpenter
Texas
$304K -$5.57K -300 -2%
MFS
10
MSI Financial Services
Massachusetts
$66K +$37.1K +1,991 +128%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$46K
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$41K +$19.6K +1,050 +91%
BAM
13
Bruderman Asset Management
New York
$38K +$2.31K +125 +6%
UBS Group
14
UBS Group
Switzerland
$21K +$9.99K +548 +91%
IA
15
IFP Advisors
Florida
$11K -$4.48K -236 -29%
WA
16
WFG Advisors
Texas
$11K -$4.43K -231 -29%
Morgan Stanley
17
Morgan Stanley
New York
$6K -$16.3K -814 -73%
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$5K
GRP
19
Global Retirement Partners
California
$5K +$5K +250 New
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$4K
CWM
21
Concert Wealth Management
California
-$513K -26,494 Closed
VKH
22
Virtu KCG Holdings
New York
-$356K -18,387 Closed
AFP
23
Ausdal Financial Partners
Iowa
-$194K -10,035 Closed

SNDS Hedge Fund Activity: Q4 2016 in Review

22 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in SUSTAINABLE NORTH AMERICAN OIL SANDS ETF (SNDS) for Q4 2016, worth a combined $10M — down 1.7% from $10.2M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of SNDS and 1 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 10 added.

The largest buyer was Hilltop Holdings, adding an estimated $620K. The largest seller was Concert Wealth Management, exiting entirely with an estimated $513K sold.

  • 22 institutional investors held SUSTAINABLE NORTH AMERICAN OIL SANDS ETF (SNDS) as of Q4 2016, down from 24 in Q3 2016.
  • Funds reported $10M of SUSTAINABLE NORTH AMERICAN OIL SANDS ETF stock for Q4 2016, down 1.7% quarter-over-quarter.
  • 1 fund opened new SUSTAINABLE NORTH AMERICAN OIL SANDS ETF positions in Q4 2016 and 3 closed out, a net change of -2 holders.
  • The largest SUSTAINABLE NORTH AMERICAN OIL SANDS ETF buyer in Q4 2016 was Hilltop Holdings, an estimated $620K added.
  • The largest SUSTAINABLE NORTH AMERICAN OIL SANDS ETF seller in Q4 2016 was Concert Wealth Management, an estimated $513K sold.

Based on aggregated 13F filings for Q4 2016.