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Smith Micro Software

Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$11.7M +$398K +2,093 +4%
Vanguard Group
2
Vanguard Group
Pennsylvania
$8.44M -$2.09M -10,999 -22%
PRCP
3
Pacific Ridge Capital Partners
Oregon
$4.88M +$1.53M +8,054 +56%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.99M +$1.17M +6,169 +81%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$2.85M +$449K +2,359 +22%
State Street
6
State Street
Massachusetts
$2.82M +$652K +3,428 +36%
Nuveen
7
Nuveen
North Carolina
$2.63M +$604K +3,175 +35%
Invesco
8
Invesco
Georgia
$2.15M +$1.89M +9,924 New
Northern Trust
9
Northern Trust
Illinois
$2.06M -$21.9K -115 -1%
AQR Capital Management
10
AQR Capital Management
Connecticut
$1.78M -$122K -641 -7%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$1.39M +$178K +935 +17%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$1.12M +$43.9K +231 +5%
CM
13
CM Management
Florida
$1.08M +$951K +5,000 New
Two Sigma Investments
14
Two Sigma Investments
New York
$1.04M +$915K +4,810 New
BCM
15
Bluefin Capital Management
New York
$989K +$868K +4,562 New
Goldman Sachs
16
Goldman Sachs
New York
$895K +$27.4K +144 +4%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$849K +$24.7K +130 +3%
UBS Group
18
UBS Group
Switzerland
$748K -$3.99K -21 -0.6%
Renaissance Technologies
19
Renaissance Technologies
New York
$582K +$511K +2,685 New
JP Morgan Chase
20
JP Morgan Chase
New York
$577K +$326K +1,715 +181%
Charles Schwab
21
Charles Schwab
California
$467K
Bank of America
22
Bank of America
North Carolina
$455K -$532K -2,798 -57%
First Trust Advisors
23
First Trust Advisors
Illinois
$449K -$18.4K -97 -4%
ZCM
24
Zebra Capital Management
Connecticut
$434K -$11.2K -59 -3%
Dimensional Fund Advisors
25
Dimensional Fund Advisors
Texas
$431K +$271K +1,427 +255%