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iShares MSCI India Small-Cap ETF
SMIN

44 hedge funds and large institutions have $78.3M invested in iShares MSCI India Small-Cap ETF in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 5 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

280% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 5

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

10% more funds holding

Funds holding: 40 → 44 (+4)

7.92% less ownership

Funds ownership: 44.77% → 36.84% (-7.9%)

10% less capital invested

Capital invested by funds: $87.4M → $78.3M (-$9.09M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
44
Holders Change
+4
Holders Change %
+10%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
19
Reduced
5
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
N
Nuveen
North Carolina
+$2.91M
2
X
Xponance
Pennsylvania
+$2.46M
3
Wells Fargo
Wells Fargo
California
+$1.37M
4
Bank of America
Bank of America
North Carolina
+$1.19M
5
PG
Pendal Group
Australia
+$1.14M

Top Sellers

Rank Fund Capital Flow
1
UCFA
United Capital Financial Advisors
Texas
-$6.34M
2
NCM
Niemann Capital Management
Nevada
-$6.34M
3
Jane Street
Jane Street
New York
-$2.98M
4
TA
Teachers Advisors
New York
-$2.94M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.57M
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
1
Raymond James & Associates
Florida
$27.6M -$455K -9,898 -2%
SAM
2
Shell Asset Management
Netherlands
$11.3M – – –
William Blair Investment Management
3
William Blair Investment Management
Illinois
$5.54M +$390K +8,500 +8%
Morgan Stanley
4
Morgan Stanley
New York
$4.76M +$45.9K +999 +1%
Bank of America
5
Bank of America
North Carolina
$3.79M +$1.19M +25,821 +45%
3AM
6
3EDGE Asset Management
Florida
$3.29M +$115K +2,500 +4%
N
7
Nuveen
North Carolina
$2.89M +$2.91M +63,291 New
X
8
Xponance
Pennsylvania
$2.45M +$2.46M +53,642 New
RIM
9
Rainier Investment Management
Washington
$2.42M +$90.9K +1,980 +4%
Wells Fargo
10
Wells Fargo
California
$1.84M +$1.37M +29,916 +286%
PG
11
Pendal Group
Australia
$1.14M +$1.14M +24,873 New
M&T Bank
12
M&T Bank
New York
$1.02M – – –
LPL Financial
13
LPL Financial
California
$921K +$338K +7,369 +58%
WA
14
Wasatch Advisors
Utah
$920K – – –
LG
15
Leuthold Group
Minnesota
$904K – – –
SEI Investments
16
SEI Investments
Pennsylvania
$804K +$407K +8,861 +101%
UBS Group
17
UBS Group
Switzerland
$775K -$550K -11,979 -41%
AIP
18
Almanack Investment Partners
Pennsylvania
$685K +$688K +14,977 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$578K +$55.4K +1,206 +11%
CFD
20
Creative Financial Designs
Indiana
$555K +$96.2K +2,095 +21%
FC
21
FIC Capital
New York
$418K +$29.6K +644 +8%
HSBC Holdings
22
HSBC Holdings
United Kingdom
$411K -$222K -4,844 -35%
Nomura Asset Management
23
Nomura Asset Management
Japan
$411K -$205K -4,464 -33%
MML Investors Services
24
MML Investors Services
Massachusetts
$393K +$395K +8,595 New
IAA
25
Ironsides Asset Advisors
North Carolina
$393K +$395K +8,600 New
1
2 3

SMIN Hedge Fund Activity: Q3 2017 in Review

44 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI India Small-Cap ETF (SMIN) for Q3 2017, worth a combined $78.3M — down 10% from $87.4M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SMIN positions and 8 closed out — a net gain of 4 holders — while 19 added to existing stakes and 5 trimmed.

The largest buyer was Nuveen, opening a new position worth an estimated $2.91M. The largest seller was United Capital Financial Advisors, exiting entirely with an estimated $6.34M sold.

  • 44 institutional investors held iShares MSCI India Small-Cap ETF (SMIN) as of Q3 2017, up from 40 in Q2 2017.
  • Funds reported $78.3M of iShares MSCI India Small-Cap ETF stock for Q3 2017, down 10% quarter-over-quarter.
  • 12 funds opened new iShares MSCI India Small-Cap ETF positions in Q3 2017 and 8 closed out, a net change of +4 holders.
  • The largest iShares MSCI India Small-Cap ETF buyer in Q3 2017 was Nuveen, an estimated $2.91M added.
  • The largest iShares MSCI India Small-Cap ETF seller in Q3 2017 was United Capital Financial Advisors, an estimated $6.34M sold.

Based on aggregated 13F filings for Q3 2017.