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VanEck Steel ETF

36 hedge funds and large institutions have $59.7M invested in VanEck Steel ETF in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 5

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

71% more capital invested

Capital invested by funds: $34.9M → $59.7M (+$24.8M)

63% more call options, than puts

Call options by funds: $890K | Put options by funds: $547K

24% more funds holding

Funds holding: 2936 (+7)

10.06% more ownership

Funds ownership: 28.76%38.82% (+10%)

Holders
36
Holders Change
+7
Holders Change %
+24.14%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
15
Reduced
5
Closed
6
Calls
$890K
Puts
$547K
Net Calls
+$343K
Net Calls Change
+$895K
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$11.5M +$78.6K +1,639 +0.7%
PAG
2
Pinnacle Advisory Group
Maryland
$7.09M +$6.35M +132,409 New
U
3
UBS
Switzerland
$6.29M +$3.82M +79,732 +170%
Wells Fargo
4
Wells Fargo
California
$5.06M +$2.23M +46,444 +84%
Citigroup
5
Citigroup
New York
$5.01M +$4.8M +100,028 +14,010%
Morgan Stanley
6
Morgan Stanley
New York
$4.9M -$322K -6,725 -6%
CS
7
Credit Suisse
Switzerland
$3.79M +$1.33M +27,673 +57%
BTS
8
BB&T Securities
Virginia
$3.53M +$340K +7,095 New
Bank of America
9
Bank of America
North Carolina
$2.32M +$570K +11,895 +34%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.05M +$1.77M +36,959 +852%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.93M +$278K +5,790 +18%
SWM
12
Strategic Wealth Management
Washington
$1.24M +$1.2M +25,000 New
OC
13
Oppenheimer & Co
New York
$997K +$2.54K +53 +0.3%
TH
14
Timber Hill
Connecticut
$763K +$736K +15,342 New
Jane Street
15
Jane Street
New York
$450K +$434K +9,056 New
MWM
16
Merriman Wealth Management
Washington
$418K +$403K +8,400 New
LPL Financial
17
LPL Financial
California
$413K -$380K -7,930 -49%
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$397K +$187K +3,900 +95%
FIM
19
Freedom Investment Management
Connecticut
$366K +$15.5K +324 +5%
PG
20
PEAK6 Group
Illinois
$264K +$254K +5,300 New
Ameriprise
21
Ameriprise
Minnesota
$244K +$18K +375 +8%
Barclays
22
Barclays
United Kingdom
$190K -$274K -5,708 -60%
SHWM
23
Smith & Howard Wealth Management
Georgia
$124K
TFA
24
Transamerica Financial Advisors
Florida
$109K +$104K +2,175 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$44K +$16.5K +345 +65%

SLX Hedge Fund Activity: Q4 2013 in Review

36 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in VanEck Steel ETF (SLX) for Q4 2013, worth a combined $59.7M — up 71% from $34.9M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SLX positions and 6 closed out — a net gain of 7 holders — while 15 added to existing stakes and 5 trimmed.

The largest buyer was Pinnacle Advisory Group, opening a new position worth an estimated $6.35M. The largest seller was Lazard Asset Management, exiting entirely with an estimated $5.64M sold.

  • 36 institutional investors held VanEck Steel ETF (SLX) as of Q4 2013, up from 29 in Q3 2013.
  • Funds reported $59.7M of VanEck Steel ETF stock for Q4 2013, up 71% quarter-over-quarter.
  • 13 funds opened new VanEck Steel ETF positions in Q4 2013 and 6 closed out, a net change of +7 holders.
  • The largest VanEck Steel ETF buyer in Q4 2013 was Pinnacle Advisory Group, an estimated $6.35M added.
  • The largest VanEck Steel ETF seller in Q4 2013 was Lazard Asset Management, an estimated $5.64M sold.

Based on aggregated 13F filings for Q4 2013.