|
1
|
TCW Group
Los Angeles,
California
|
$197M
|
+$6.2M
|
+135,619
|
+3%
|
|
|
2
|
Osaic Holdings
Scottsdale,
Arizona
|
$2.58M
|
+$2.61M
|
+56,996
|
New
|
|
|
3
|
|
$819K
|
-$949K
|
-20,759
|
-53%
|
|
|
4
|
WBI Investments
Red Bank,
New Jersey
|
$789K
|
-$58.6K
|
-1,283
|
-7%
|
|
|
5
|
Millington Securities
Red Bank,
New Jersey
|
$789K
|
+$797K
|
+17,428
|
New
|
|
|
6
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$431K
|
+$1.42K
|
+31
|
+0.3%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$393K
|
-$70.4K
|
-1,541
|
-15%
|
|
|
8
|
PFG Investments
Woodbury,
New York
|
$292K
|
+$5.26K
|
+115
|
+2%
|
|
|
9
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$232K
|
-$1.1M
|
-24,064
|
-82%
|
|
|
10
|
Principal Securities
Des Moines,
Iowa
|
$212K
|
-$57.4K
|
-1,255
|
-21%
|
|
|
11
|
Creative Financial Designs
Kokomo,
Indiana
|
$35K
|
+$29.9K
|
+655
|
+550%
|
|
|
12
|
UBS Group
Zurich,
Switzerland
|
$15.9K
|
+$13.1K
|
+287
|
+442%
|
|
|
13
|
|
$2.63K
|
–
|
–
|
–
|
|
|
14
|
Moody National Bank Trust Division
Galveston,
Texas
|
–
|
-$7.36M
|
-158,982
|
Closed
|
|
|
15
|
Thrivent Financial for Lutherans
Minneapolis,
Minnesota
|
–
|
-$226K
|
-4,876
|
Closed
|
|
