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Solid Power Inc Warrant

Name Holding Trade Value Shares
Change
Change in
Stake
Riverstone Holdings
1
Riverstone Holdings
New York
$2.56M – – –
LMR Partners
2
LMR Partners
United Kingdom
$274K +$92.4K +648,346 New
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$272K – – –
Farallon Capital Management
4
Farallon Capital Management
California
$182K – – –
Jane Street
5
Jane Street
New York
$118K +$2.29K +16,052 +6%
Standard Investments
6
Standard Investments
New York
$113K – – –
Saba Capital Management
7
Saba Capital Management
New York
$74.1K -$682 -4,785 -3%
Taconic Capital Advisors
8
Taconic Capital Advisors
New York
$66.5K – – –
Boussard & Gavaudan Investment Management
9
Boussard & Gavaudan Investment Management
United Kingdom
$19.2K +$6.47K +45,387 New
AmeriFlex Group
10
AmeriFlex Group
Nevada
$6.57K +$4.36K +30,600 New
VSM Wealth Advisory
11
VSM Wealth Advisory
Maryland
$6.34K +$2.14K +15,000 New
Mariner
12
Mariner
Kansas
$4.22K – – –
Clear Street
13
Clear Street
New York
$246 +$83 +583 New
National Bank of Canada
14
National Bank of Canada
Quebec, Canada
$13 +$1 +7 New
Osaic Holdings
15
Osaic Holdings
Arizona
$8 – – –
Cowen and Company
16
Cowen and Company
New York
– -$4.08K -38,847 Closed
Wolverine Asset Management
17
Wolverine Asset Management
Illinois
– -$3.33K -31,727 Closed
NWF Advisory Services
18
NWF Advisory Services
California
– -$3.32K -31,600 Closed
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
– -$3.54K -29,492 Closed
Kepos Capital
20
Kepos Capital
New York
– -$2K -17,300 Closed
UBS Group
21
UBS Group
Switzerland
– -$147 -1,403 Closed