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ProShares Short High Yield

17 hedge funds and large institutions have $13.1M invested in ProShares Short High Yield in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.13% more ownership

Funds ownership: 25.37%25.51% (+0.13%)

6% less funds holding

Funds holding: 1817 (-1)

17% less capital invested

Capital invested by funds: $15.9M → $13.1M (-$2.76M)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

Holders
17
Holders Change
-1
Holders Change %
-5.56%
% of All Funds
0.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$4.95M -$1.07M -36,015 -18%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.36M +$354K +11,902 +35%
PSI
3
Pinnacle Summer Investments
Virginia
$1.15M +$75.9K +2,550 +7%
IC
4
InterOcean Capital
Illinois
$1.15M +$429K +14,419 +59%
Wells Fargo
5
Wells Fargo
California
$1.11M -$56.1K -1,884 -5%
PSW
6
Portfolio Strategies (Washington)
Washington
$959K +$972K +32,633 New
Verition Fund Management
7
Verition Fund Management
Connecticut
$555K +$225K +7,567 +67%
Jane Street
8
Jane Street
New York
$479K -$200K -6,710 -29%
CCM
9
Cutler Capital Management
Massachusetts
$308K +$14.9K +500 +5%
JG
10
Jefferies Group
New York
$293K
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$279K -$81.9K -2,750 -22%
LPL Financial
12
LPL Financial
California
$221K -$178K -5,965 -44%
PI
13
Placemark Investments
Illinois
$200K -$69.6K -2,337 -25%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$56K -$104K -3,500 -65%
U
15
UBS
Switzerland
$22K -$5.48K -184 -20%
Morgan Stanley
16
Morgan Stanley
New York
$12K +$11.9K +400 New
TRCT
17
Tower Research Capital (TRC)
New York
$2K +$1.85K +62 New
FHC
18
First Heartland Consultants
Missouri
-$1.5M -49,345 Closed
LM
19
Lasry Marc
-$1.07M -35,000 Closed
TFA
20
Transamerica Financial Advisors
Florida
-$4K -100 Closed
Citigroup
21
Citigroup
New York
-$1K -18 Closed

SJB Hedge Fund Activity: Q4 2013 in Review

17 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in ProShares Short High Yield (SJB) for Q4 2013, worth a combined $13.1M — down 17% from $15.9M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of SJB and 3 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 5 added.

The largest buyer was InterOcean Capital, adding an estimated $429K. The largest seller was First Heartland Consultants, exiting entirely with an estimated $1.5M sold.

  • 17 institutional investors held ProShares Short High Yield (SJB) as of Q4 2013, down from 18 in Q3 2013.
  • Funds reported $13.1M of ProShares Short High Yield stock for Q4 2013, down 17% quarter-over-quarter.
  • 3 funds opened new ProShares Short High Yield positions in Q4 2013 and 4 closed out, a net change of -1 holder.
  • The largest ProShares Short High Yield buyer in Q4 2013 was InterOcean Capital, an estimated $429K added.
  • The largest ProShares Short High Yield seller in Q4 2013 was First Heartland Consultants, an estimated $1.5M sold.

Based on aggregated 13F filings for Q4 2013.