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SIXZ

AllianzIM U.S. Equity 6 Month Buffer10 May/Nov ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$16.4M +$16.3M +554,950 New
AIMU
2
Allianz Investment Management US
Minnesota
$6.32M +$5.21M +177,635 +496%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.3M +$577K +19,678 +34%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.76M +$804K +27,422 +86%
SW
5
SMART Wealth
Nebraska
$1.31M +$1.3M +44,213 New
FWM
6
FSR Wealth Management
Illinois
$1.21M +$1.2M +40,793 New
KAS
7
Kestra Advisory Services
Texas
$1.19M +$179K +6,104 +18%
FI
8
FWG Investments
Kentucky
$1.1M +$1.09M +37,235 New
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$1.07M +$629K +21,453 +147%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$893K +$884K +30,153 New
A
11
Allianz
Germany
$615K +$609K +20,780 New
PFGIA
12
Patriot Financial Group Insurance Agency
Massachusetts
$389K +$385K +13,133 New
SAM
13
Secure Asset Management
Michigan
$346K +$343K +11,700 New
LAS
14
Lloyd Advisory Services
Georgia
$341K +$338K +11,526 New
Q1WB
15
Quest 10 Wealth Builders
Virginia
$315K +$312K +10,630 New
FA
16
FSA Advisors
Michigan
$303K +$300K +10,233 New
WEG
17
World Equity Group
Illinois
$297K +$288K +9,815 New
LPL Financial
18
LPL Financial
California
$282K +$39.7K +1,355 +17%
CAG
19
Csenge Advisory Group
Florida
$246K +$244K +8,305 New
CFCI
20
Comprehensive Financial Consultants Institutional
Indiana
$212K +$210K +7,150 New
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$204K +$202K +6,904 New
AAP
22
Arax Advisory Partners
Colorado
$104K +$103K +3,521 New
HI
23
Harbour Investments
Wisconsin
$93.4K +$47.5K +1,620 +106%
IA
24
IFP Advisors
Florida
$54.8K +$7.62K +260 +16%
KFG
25
Kingdom Financial Group
Arizona
$29.8K +$29.5K +1,007 New