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AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ

44 hedge funds and large institutions have $137M invested in AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF in 2023 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 7 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

33% more funds holding

Funds holding: 33 → 44 (+11)

20% more capital invested

Capital invested by funds: $114M → $137M (+$22.7M)

0.13% less ownership

Funds ownership: 101.07% → 100.94% (-0.13%)

56% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 16

Holders
44
Holders Change
+11
Holders Change %
+33.33%
% of All Funds
0.64%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.04%
New
16
Increased
7
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LAS
Lloyd Advisory Services
Georgia
+$7.44M
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$2.02M
3
AWM
AE Wealth Management
Kansas
+$1.87M
4
BCI
Brinker Capital Investments
Pennsylvania
+$1.63M
5
OPS
Orion Portfolio Solutions
Nebraska
+$1.63M

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
-$2.93M
2
AIMU
Allianz Investment Management US
Minnesota
-$1.2M
3
RA
RFG Advisory
Alabama
-$694K
4
MAWAG
Mid-American Wealth Advisory Group
Missouri
-$587K
5
GLR
Great Lakes Retirement
Ohio
-$527K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
1
AE Wealth Management
Kansas
$52.7M +$1.87M +74,122 +4%
Osaic Holdings
2
Osaic Holdings
Arizona
$15.1M -$2.93M -116,059 -17%
AIMU
3
Allianz Investment Management US
Minnesota
$8.23M -$1.2M -47,500 -13%
LAS
4
Lloyd Advisory Services
Georgia
$7.84M +$7.44M +295,277 New
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$6.58M -$1.19K -47 -0%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$6.51M +$388K +15,397 +7%
LNC
7
Lincoln National Corp
Pennsylvania
$6.34M -$49.6K -1,967 -0.8%
CAN
8
Cetera Advisor Networks
California
$5.89M +$142K +5,629 +3%
MAWAG
9
Mid-American Wealth Advisory Group
Missouri
$4.22M -$587K -23,280 -13%
BOSSRA
10
B.O.S.S. Retirement Advisors
Utah
$2.53M -$109K -4,325 -4%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$2.13M +$2.02M +80,252 New
RGF
12
Retirement Guys Formula
Ohio
$1.95M -$245K -9,718 -12%
GLR
13
Great Lakes Retirement
Ohio
$1.95M -$527K -20,897 -22%
BCI
14
Brinker Capital Investments
Pennsylvania
$1.72M +$1.63M +64,695 New
OPS
15
Orion Portfolio Solutions
Nebraska
$1.72M +$1.63M +64,695 New
SB
16
Strategic Blueprint
Georgia
$1.37M -$101K -3,989 -7%
AWS
17
Atria Wealth Solutions
New York
$1.31M +$299K +11,861 +32%
NFG
18
Nations Financial Group
Iowa
$1.09M -$68.3K -2,709 -6%
IFG
19
Independent Financial Group
California
$1.09M +$1.03M +40,995 New
SRA
20
Secured Retirement Advisors
Minnesota
$664K +$631K +25,024 New
AWA
21
Authentikos Wealth Advisory
California
$661K -$178K -7,060 -22%
CA
22
Cetera Advisors
Colorado
$547K -$35.3K -1,399 -6%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$516K +$490K +19,442 New
BWM
24
BCGM Wealth Management
Indiana
$474K – – –
Jane Street
25
Jane Street
New York
$465K +$442K +17,522 New
1
2

SIXJ Hedge Fund Activity: Q4 2023 in Review

44 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF (SIXJ) for Q4 2023, worth a combined $137M — up 20% from $114M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SIXJ positions and 5 closed out — a net gain of 11 holders — while 7 added to existing stakes and 16 trimmed.

The largest buyer was Lloyd Advisory Services, opening a new position worth an estimated $7.44M. The largest seller was Osaic Holdings, cutting an estimated $2.93M.

  • 44 institutional investors held AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF (SIXJ) as of Q4 2023, up from 33 in Q3 2023.
  • Funds reported $137M of AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF stock for Q4 2023, up 20% quarter-over-quarter.
  • 16 funds opened new AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF positions in Q4 2023 and 5 closed out, a net change of +11 holders.
  • The largest AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF buyer in Q4 2023 was Lloyd Advisory Services, an estimated $7.44M added.
  • The largest AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF seller in Q4 2023 was Osaic Holdings, an estimated $2.93M sold.

Based on aggregated 13F filings for Q4 2023.