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AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ

44 hedge funds and large institutions have $137M invested in AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF in 2023 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 7 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

33% more funds holding

Funds holding: 33 → 44 (+11)

20% more capital invested

Capital invested by funds: $114M → $137M (+$22.7M)

0.13% less ownership

Funds ownership: 101.07% → 100.94% (-0.13%)

56% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 16

Holders
44
Holders Change
+11
Holders Change %
+33.33%
% of All Funds
0.64%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.04%
New
16
Increased
7
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LAS
Lloyd Advisory Services
Georgia
+$7.44M
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$2.02M
3
AWM
AE Wealth Management
Kansas
+$1.87M
4
BCI
Brinker Capital Investments
Pennsylvania
+$1.63M
5
OPS
Orion Portfolio Solutions
Nebraska
+$1.63M

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
-$2.93M
2
AIMU
Allianz Investment Management US
Minnesota
-$1.2M
3
RA
RFG Advisory
Alabama
-$694K
4
MAWAG
Mid-American Wealth Advisory Group
Missouri
-$587K
5
GLR
Great Lakes Retirement
Ohio
-$527K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$430K -$43.7K -1,734 -10%
LPL Financial
27
LPL Financial
California
$378K +$359K +14,243 New
KAS
28
Kestra Advisory Services
Texas
$342K +$38.7K +1,535 +14%
PGWM
29
Pitti Group Wealth Management
New York
$287K -$51.4K -2,037 -16%
RG
30
Retirement Group
California
$287K – – –
OIA
31
OneDigital Investment Advisors
Kansas
$265K +$252K +10,000 New
Creative Planning
32
Creative Planning
Kansas
$236K +$225K +8,906 New
CF
33
Centaurus Financial
California
$215K +$3.58K +142 +2%
ASN
34
Advisory Services Network
Georgia
$143K +$136K +5,400 New
LOIP
35
Live Oak Investment Partners
Texas
$139K – – –
HI
36
Harbour Investments
Wisconsin
$104K -$254K -10,075 -72%
PA
37
Pineridge Advisors
Missouri
$33.9K +$32.2K +1,276 New
US Bancorp
38
US Bancorp
Minnesota
$26.5K +$25.2K +1,000 New
NS
39
NBC Securities
Alabama
$19K – – –
OLVIG
40
Oliver Lagore Vanvalin Investment Group
Michigan
$9.16K -$3.98K -158 -31%
CFD
41
Creative Financial Designs
Indiana
$7.96K – – –
RWPA
42
Richard W. Paul & Associates
Michigan
$2.26K +$378 +15 +21%
TAM
43
Tucker Asset Management
Colorado
$823 +$782 +31 New
JP Morgan Chase
44
JP Morgan Chase
New York
$717 +$681 +27 New
DFA
45
DHJJ Financial Advisors
Illinois
$266 – – –
RA
46
RFG Advisory
Alabama
– -$694K -28,283 Closed
Citadel Advisors
47
Citadel Advisors
Florida
– -$343K -13,964 Closed
WP
48
WealthPLAN Partners
Nebraska
– -$257K -10,465 Closed
KFG
49
Kingdom Financial Group
Arizona
– -$45.6K -1,859 Closed
UBS Group
50
UBS Group
Switzerland
– -$44.5K -1,814 Closed
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SIXJ Hedge Fund Activity: Q4 2023 in Review

44 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF (SIXJ) for Q4 2023, worth a combined $137M — up 20% from $114M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SIXJ positions and 5 closed out — a net gain of 11 holders — while 7 added to existing stakes and 16 trimmed.

The largest buyer was Lloyd Advisory Services, opening a new position worth an estimated $7.44M. The largest seller was Osaic Holdings, cutting an estimated $2.93M.

  • 44 institutional investors held AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF (SIXJ) as of Q4 2023, up from 33 in Q3 2023.
  • Funds reported $137M of AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF stock for Q4 2023, up 20% quarter-over-quarter.
  • 16 funds opened new AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF positions in Q4 2023 and 5 closed out, a net change of +11 holders.
  • The largest AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF buyer in Q4 2023 was Lloyd Advisory Services, an estimated $7.44M added.
  • The largest AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF seller in Q4 2023 was Osaic Holdings, an estimated $2.93M sold.

Based on aggregated 13F filings for Q4 2023.