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Name Holding Trade Value Shares
Change 		Change in
Stake
EAM
476
Evanson Asset Management
California
– -$124K -3,544 Closed
HM
477
Harvest Management
New York
– -$105K -3,000 Closed
WSCM
478
Wellington Shields Capital Management
New York
– -$101K -2,880 Closed
PL
479
Plancorp LLC
Missouri
– -$88K -2,530 Closed
PM
480
Parametrica Management
Hong Kong
– -$75K -2,140 Closed
WIS
481
Wright Investors Service
Connecticut
– -$73K -2,101 Closed
CA
482
Cortland Associates
Missouri
– -$70K -2,000 Closed
DJSG
483
D.J. St. Germain
Massachusetts
– -$69K -1,988 Closed
JG
484
Jefferies Group
New York
– -$61.8K -1,796 Closed
MIAN
485
Mariner Independent Advisor Network
Kansas
– -$54.9K -1,572 Closed
MIG
486
Mariner Investment Group
New York
– -$52K -1,500 Closed
IH
487
IFC Holdings
Florida
– -$49K -1,420 Closed
MC
488
Moors & Cabot
Massachusetts
– -$41K -1,175 Closed
DC
489
Davenport & Co
Virginia
– -$39.7K -1,138 Closed
AA
490
ALPS Advisors
Colorado
– -$39K -1,128 Closed
P
491
Pitcairn
Pennsylvania
– -$38K -1,093 Closed
EBSAM
492
Eubel Brady & Suttman Asset Management
Ohio
– -$35K -1,003 Closed
MHS
493
M Holdings Securities
Oregon
– -$43K -475 Closed
AAM
494
American Asset Management
Florida
– -$11K -307 Closed
EWM
495
Elite Wealth Management
Washington
– -$9K -250 Closed
OCM
496
One Capital Management
California
– -$8K -220 Closed
SFSIG
497
San Francisco Sentry Investment Group
California
– -$7K -200 Closed
FIG
498
Fusion Investment Group
Pennsylvania
– -$1K -38 Closed
SSG
499
Summit Securities Group
New York
– -$138 -4 -40%
TFO
500
Tarbox Family Office
California
– -$69 -2 -13%
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