|
1
|
Nexpoint Asset Management
Dallas,
Texas
|
–
|
-$14.4M
|
-575,048
|
Closed
|
|
|
2
|
|
–
|
-$12.2M
|
-485,048
|
Closed
|
|
|
3
|
|
–
|
-$7.23M
|
-287,947
|
Closed
|
|
|
4
|
Cowen and Company
New York
|
–
|
-$4.94M
|
-196,816
|
Closed
|
|
|
5
|
|
–
|
-$2.17M
|
-86,578
|
Closed
|
|
|
6
|
First Trust Capital Management
Chicago,
Illinois
|
–
|
-$2.15M
|
-85,644
|
Closed
|
|
|
7
|
PenderFund Capital Management
Vancouver,
British Columbia, Canada
|
–
|
-$1.22M
|
-35,942
|
Closed
|
|
|
8
|
BNP Paribas Financial Markets
Paris,
France
|
–
|
-$868K
|
-34,536
|
Closed
|
|
|
9
|
Rockefeller Capital Management
New York
|
–
|
-$729K
|
-29,057
|
Closed
|
|
|
10
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
-$628K
|
-25,000
|
Closed
|
|
|
11
|
CSS LLC
Chicago,
Illinois
|
–
|
-$457K
|
-18,198
|
Closed
|
|
|
12
|
Sowell Financial Services
North Little Rock,
Arkansas
|
–
|
-$438K
|
-17,436
|
Closed
|
|
|
13
|
Shapiro Capital Management
Atlanta,
Georgia
|
–
|
-$321K
|
-12,763
|
Closed
|
|
|
14
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$261K
|
-10,375
|
Closed
|
|
|
15
|
PFG Advisors
Phoenix,
Arizona
|
–
|
-$217K
|
-8,652
|
Closed
|
|
|
16
|
Ruggaard & Associates
Hudson,
Ohio
|
–
|
-$215K
|
-8,565
|
Closed
|
|
|
17
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$74.1K
|
-2,948
|
Closed
|
|
|
18
|
Wells Fargo
San Francisco,
California
|
–
|
-$66.9K
|
-2,662
|
Closed
|
|
|
19
|
Spire Wealth Management
Mclean,
Virginia
|
–
|
-$54.6K
|
-2,174
|
Closed
|
|
|
20
|
|
–
|
-$37.3K
|
-1,483
|
Closed
|
|
|
21
|
UBS Group
Zurich,
Switzerland
|
–
|
-$22.2K
|
-884
|
Closed
|
|
|
22
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$14.3K
|
-569
|
Closed
|
|
|
23
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$7K
|
-269
|
Closed
|
|
|
24
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
–
|
-$5K
|
-200
|
Closed
|
|
|
25
|
Rise Advisors
Rochester,
New York
|
–
|
-$2.89K
|
-115
|
Closed
|
|
