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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

Name Holding Trade Value Shares
Change 		Change in
Stake
SFG
426
Sage Financial Group
Pennsylvania
– -$614K -12,319 Closed
TCA
427
Transcend Capital Advisors
New Jersey
– -$602K -11,681 Closed
MIA
428
MainStreet Investment Advisors
Illinois
– -$409K -8,205 Closed
TSS
429
Two Sigma Securities
New York
– -$407K -8,153 Closed
V
430
Veritable
Delaware
– -$396K -7,950 Closed
CIM
431
Confluence Investment Management
Missouri
– -$357K -7,157 Closed
PWA
432
Physician Wealth Advisors
Utah
– -$307K -6,192 Closed
PA
433
Parkside Advisors
California
– -$291K -5,839 Closed
HR
434
Hayden Royal
North Carolina
– -$265K -5,321 Closed
BWP
435
BSW Wealth Partners
Colorado
– -$252K -5,054 Closed
CGH
436
Crossmark Global Holdings
Texas
– -$228K -4,565 Closed
CMO
437
Covenant Multifamily Offices
Texas
– -$217K -4,350 Closed
BCM
438
Brookstone Capital Management
Illinois
– -$211K -4,239 Closed
BRWM
439
B. Riley Wealth Management
Tennessee
– -$202K -4,055 Closed
GC
440
Gratus Capital
Georgia
– -$201K -4,040 Closed
BWM
441
Baystate Wealth Management
Massachusetts
– -$121K -2,429 Closed
DSC
442
Duncker Streett & Co
Missouri
– -$100K -2,000 Closed
CSPIA
443
Cary Street Partners Investment Advisory
Virginia
– -$72K -1,450 Closed
BBA
444
Braun-Bostich & Associates
Pennsylvania
– -$56K -1,129 Closed
TC
445
Trust Company
Kansas
– -$37K -743 Closed
VCM
446
Vigilant Capital Management
Maine
– -$34K -690 Closed
SFS
447
Sowell Financial Services
Arkansas
– -$12K -240 Closed
AW
448
Alpha Windward
Massachusetts
– -$5K -101 Closed
PCWA
449
Pacific Capital Wealth Advisors
California
– -$1K -30 Closed
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