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Sprott Gold Miners ETF
SGDM

Name Holding Trade Value Shares
Change 		Change in
Stake
CAPTRUST Financial Advisors
1
CAPTRUST Financial Advisors
North Carolina
$4.83M +$23.5K +775 +0.5%
Wells Fargo
2
Wells Fargo
California
$4.47M -$66.3K -2,189 -1%
UBS Group
3
UBS Group
Switzerland
$4.08M +$249K +8,207 +6%
AA
4
Auxano Advisors
Washington
$3.46M -$9.97K -329 -0.3%
Osaic Holdings
5
Osaic Holdings
Arizona
$3.4M +$256K +8,461 +8%
Bank of America
6
Bank of America
North Carolina
$3.15M +$93.6K +3,089 +3%
Morgan Stanley
7
Morgan Stanley
New York
$2.55M -$294K -9,720 -10%
IWM
8
IHT Wealth Management
Illinois
$2.15M +$316K +10,437 +16%
PHS
9
Pekin Hardy Strauss
Illinois
$1.94M -$77.7K -2,565 -4%
IFG
10
Independent Financial Group
California
$1.7M -$87.6K -2,891 -5%
LPL Financial
11
LPL Financial
California
$1.44M +$67.6K +2,230 +5%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.4M +$7.85K +259 +0.5%
ECM
13
Evergreen Capital Management
Washington
$1.3M +$18.2K +600 +1%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.26M -$5.24K -173 -0.4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.11M -$2.83M -93,355 -70%
PAG
16
Private Advisor Group
New Jersey
$1.09M +$2.18K +72 +0.2%
UCFA
17
United Capital Financial Advisors
Texas
$1.07M – – –
UR
18
USCA RIA
Texas
$1.05M – – –
WP
19
WealthSource Partners
California
$966K -$13.2K -435 -1%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$826K +$885K +29,214 New
AL
21
ADE LLC
Maryland
$820K – – –
KA
22
Kovack Advisors
Florida
$752K -$90.9K -3,000 -10%
FDCDDQ
23
Federation des caisses Desjardins du Quebec
Quebec, Canada
$664K +$22.7K +750 +3%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$657K +$30.3K +1,000 +4%
CAN
25
Cetera Advisor Networks
California
$542K +$60.8K +2,006 +12%
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