We are live on ! Find out more
SFE

Safeguard Scientifics, Inc.
SFE

Delisted

SFE was delisted on the 9th of February, 2024.

Back to rankings

103 hedge funds and large institutions have $298M invested in Safeguard Scientifics, Inc. in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 36 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

199% more call options, than puts

Call options by funds: $524K | Put options by funds: $175K

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

7% less funds holding

Funds holding: 111 → 103 (-8)

12% less capital invested

Capital invested by funds: $338M → $298M (-$40.1M)

25% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 36

57% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 14

Holders
103
Holders Change
-8
Holders Change %
-7.21%
% of All Funds
2.99%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
27
Reduced
36
Closed
14
Calls
$524K
Puts
$175K
Net Calls
+$349K
Net Calls Change
-$246K

Top Buyers

Rank Fund Capital Flow
1
PM
Pembroke Management
Quebec, Canada
+$2.95M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.38M
3
YCM
Yakira Capital Management
Connecticut
+$2.19M
4
CRC
Curi RMB Capital
Illinois
+$883K
5
PPA
Parametric Portfolio Associates
Washington
+$785K

Top Sellers

Rank Fund Capital Flow
1
UBS AM
UBS AM
Illinois
-$1.46M
2
U
UBS
Switzerland
-$1.22M
3
Deutsche Bank
Deutsche Bank
Germany
-$1.18M
4
EI
EAM Investors
California
-$897K
5
Citadel Advisors
Citadel Advisors
Florida
-$823K
Name Holding Trade Value Shares
Change 		Change in
Stake
CAM
26
Cubic Asset Management
Massachusetts
$2.25M -$15.8K -800 -0.7%
Bank of New York Mellon
27
Bank of New York Mellon
New York
$2.23M +$35.2K +1,786 +1%
Geode Capital Management
28
Geode Capital Management
Massachusetts
$2.18M +$12.7K +644 +0.5%
BG
29
BlackRock Group
United Kingdom
$2.05M -$455K -23,040 -17%
TCIM
30
TIAA CREF Investment Management
New York
$1.97M -$51.4K -2,603 -2%
KCM
31
Keane Capital Management
North Carolina
$1.92M +$294K +14,900 +17%
WA
32
Whitebox Advisors
Minnesota
$1.62M +$70.8K +3,586 +4%
GC
33
Guggenheim Capital
Illinois
$1.58M -$350K -17,736 -17%
PI
34
Putnam Investments
Massachusetts
$1.42M +$25K +1,269 +2%
JP Morgan Chase
35
JP Morgan Chase
New York
$1.38M – – –
CIM
36
Confluence Investment Management
Missouri
$1.36M -$150K -7,600 -9%
BIM
37
BlackRock Investment Management
Delaware
$1.27M +$9.33K +473 +0.7%
FP
38
Foundry Partners
Minnesota
$1.07M -$7.89K -400 -0.7%
Charles Schwab
39
Charles Schwab
California
$991K +$24.1K +1,219 +2%
CRC
40
Curi RMB Capital
Illinois
$823K +$883K +44,747 New
PPA
41
Parametric Portfolio Associates
Washington
$732K +$785K +39,803 New
California State Teachers Retirement System (CalSTRS)
42
California State Teachers Retirement System (CalSTRS)
California
$702K +$8.21K +416 +1%
California Public Employees Retirement System
43
California Public Employees Retirement System
California
$662K – – –
TA
44
Teachers Advisors
New York
$600K – – –
Wells Fargo
45
Wells Fargo
California
$593K -$40.2K -2,036 -6%
State Board of Administration of Florida Retirement System
46
State Board of Administration of Florida Retirement System
Florida
$593K – – –
CS
47
Credit Suisse
Switzerland
$514K -$212K -10,732 -28%
Legal & General Group
48
Legal & General Group
United Kingdom
$488K +$164K +8,303 +46%
RhumbLine Advisers
49
RhumbLine Advisers
Massachusetts
$479K – – –
DnB Asset Management
50
DnB Asset Management
Norway
$454K +$75K +3,800 +18%
1
2
3 4 5

SFE Hedge Fund Activity: Q3 2014 in Review

103 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Safeguard Scientifics, Inc. (SFE) for Q3 2014, worth a combined $298M — down 12% from $338M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of SFE and 6 opened new positions — a net loss of 8 holders — while 36 trimmed existing stakes and 27 added.

The largest buyer was Pembroke Management, adding an estimated $2.95M. The largest seller was UBS AM, cutting an estimated $1.46M.

  • 103 institutional investors held Safeguard Scientifics, Inc. (SFE) as of Q3 2014, down from 111 in Q2 2014.
  • Funds reported $298M of Safeguard Scientifics, Inc. stock for Q3 2014, down 12% quarter-over-quarter.
  • 6 funds opened new Safeguard Scientifics, Inc. positions in Q3 2014 and 14 closed out, a net change of -8 holders.
  • The largest Safeguard Scientifics, Inc. buyer in Q3 2014 was Pembroke Management, an estimated $2.95M added.
  • The largest Safeguard Scientifics, Inc. seller in Q3 2014 was UBS AM, an estimated $1.46M sold.

Based on aggregated 13F filings for Q3 2014.