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SF

Stifel

Name Holding Trade Value Shares
Change
Change in
Stake
WAM
201
Wealthspire Advisors (Maryland)
Maryland
$2K
WA
202
WealthTrust-Arizona
Arizona
$2K
HR
203
Howe & Rusling
New York
$2K +$1.76K +124 New
RWM
204
Raffa Wealth Management
District of Columbia
$1.72K
BNP Paribas Financial Markets
205
BNP Paribas Financial Markets
France
$1.51K -$149K -10,480 -99%
IA
206
IFP Advisors
Florida
$1K -$7.44K -524 -90%
Northwestern Mutual Wealth Management
207
Northwestern Mutual Wealth Management
Wisconsin
$1K
UFA
208
US Financial Advisors
Massachusetts
$1K
SAM
209
Silvercrest Asset Management
New York
-$27M -1,435,640 Closed
JMPWA
210
JP Morgan Private Wealth Advisors
California
-$6.26M -332,357 Closed
Marshall Wace
211
Marshall Wace
United Kingdom
-$6M -318,897 Closed
UOC
212
UBS O'Connor
Illinois
-$1.88M -99,747 Closed
GP
213
GLG Partners
United Kingdom
-$1.82M -96,750 Closed
Verition Fund Management
214
Verition Fund Management
Connecticut
-$1.03M -54,841 Closed
SIA
215
Sit Investment Associates
Minnesota
-$1.01M -53,521 Closed
DAM
216
Deimos Asset Management
New York
-$943K -50,087 Closed
PP
217
Paloma Partners
Connecticut
-$617K -32,769 Closed
EMG
218
Ellington Management Group
Connecticut
-$610K -32,400 Closed
Walleye Trading
219
Walleye Trading
New York
-$457K -32,148 Closed
TAM
220
THB Asset Management
Connecticut
-$603K -32,040 Closed
1CM
221
1492 Capital Management
Wisconsin
-$556K -29,554 Closed
PAM
222
Princeton Alpha Management
New Jersey
-$485K -25,736 Closed
Nomura Holdings
223
Nomura Holdings
Japan
-$472K -24,937 Closed
MC
224
Menta Capital
California
-$457K -24,300 Closed
WI
225
WHV Investments
California
-$387K -20,570 Closed