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AllianzIM U.S. Equity Buffer20 Sep ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$91M +$89.5M +3,191,059 New
LAS
2
Lloyd Advisory Services
Georgia
$15.5M +$15.2M +541,964 New
OWA
3
Outlook Wealth Advisors
Texas
$7.66M +$7.53M +268,601 New
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$6.91M +$3.49M +124,516 +106%
BOSSRA
5
B.O.S.S. Retirement Advisors
Utah
$6.52M +$6.41M +228,631 New
Osaic Holdings
6
Osaic Holdings
Arizona
$6.08M +$2.33M +83,168 +64%
AAM
7
American Asset Management
Florida
$4.2M +$4.13M +147,242 New
HBS
8
Howard Bailey Securities
Indiana
$3.74M +$3.67M +130,960 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.63M +$563K +20,082 +19%
GLR
10
Great Lakes Retirement
Ohio
$3.04M +$2.99M +106,723 New
WW
11
Westshore Wealth
California
$2.42M +$2.38M +84,696 New
AWA
12
Authentikos Wealth Advisory
California
$2.18M +$2.14M +76,377 New
KAS
13
Kestra Advisory Services
Texas
$1.81M +$128K +4,570 +8%
GM
14
GeoWealth Management
Illinois
$1.79M +$1.76M +62,917 New
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$1.57M +$627K +22,356 +69%
AWS
16
Atria Wealth Solutions
New York
$1.43M +$1.18M +42,215 +540%
HI
17
Harbour Investments
Wisconsin
$1.27M +$1.2M +42,817 +2,578%
SW
18
SMART Wealth
Nebraska
$1.22M +$1.2M +42,730 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.07M +$292K +10,408 +38%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.05M +$503K +17,937 +95%
CF
21
Centaurus Financial
California
$927K +$805K +28,711 +756%
ECA
22
Elevated Capital Advisors
Utah
$905K +$890K +31,741 New
CAG
23
Csenge Advisory Group
Florida
$882K +$865K +30,857 New
BWM
24
BCGM Wealth Management
Indiana
$819K -$51.4K -1,832 -6%
Jane Street
25
Jane Street
New York
$815K -$2.1K -75 -0.3%