|
1
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$2.02M
|
-198,967
|
Closed
|
|
|
2
|
|
–
|
-$642K
|
-63,070
|
Closed
|
|
|
3
|
Moors & Cabot
Boston,
Massachusetts
|
–
|
-$432K
|
-42,900
|
Closed
|
|
|
4
|
Citadel Advisors
Miami,
Florida
|
–
|
-$381K
|
-37,418
|
Closed
|
|
|
5
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
–
|
-$362K
|
-35,541
|
Closed
|
|
|
6
|
|
–
|
-$291K
|
-28,569
|
Closed
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
–
|
-$184K
|
-18,140
|
Closed
|
|
|
8
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$135K
|
-13,286
|
Closed
|
|
|
9
|
Cetera Advisors
Denver,
Colorado
|
–
|
-$132K
|
-12,935
|
Closed
|
|
|
10
|
LPL Financial
San Diego,
California
|
–
|
-$131K
|
-12,884
|
Closed
|
|
|
11
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
–
|
-$123K
|
-12,094
|
Closed
|
|
|
12
|
OneDigital Investment Advisors
Overland Park,
Kansas
|
–
|
-$116K
|
-11,425
|
Closed
|
|
|
13
|
Mandatum Life Insurance Company
Helsinki,
Finland
|
–
|
-$105K
|
-10,300
|
Closed
|
|
|
14
|
UBS Group
Zurich,
Switzerland
|
–
|
-$81K
|
-7,967
|
Closed
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$68K
|
-6,658
|
Closed
|
|
|
16
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
–
|
-$48K
|
-4,700
|
Closed
|
|
|
17
|
Verus Capital Partners
Scottsdale,
Arizona
|
–
|
-$31K
|
-3,081
|
Closed
|
|
|
18
|
Sowell Financial Services
North Little Rock,
Arkansas
|
–
|
-$27K
|
-2,644
|
Closed
|
|
|
19
|
|
–
|
-$25K
|
-2,500
|
Closed
|
|
|
20
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$12K
|
-1,135
|
Closed
|
|
|
21
|
William Blair & Company
Chicago,
Illinois
|
–
|
-$10K
|
-1,000
|
Closed
|
|
