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iShares MSCI Japan Small-Cap ETF

33 hedge funds and large institutions have $69.6M invested in iShares MSCI Japan Small-Cap ETF in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

13% less funds holding

Funds holding: 3833 (-5)

20.1% less ownership

Funds ownership: 65.38%45.28% (-20%)

31% less capital invested

Capital invested by funds: $101M → $69.6M (-$31.7M)

45% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 11

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2.63M

Holders
33
Holders Change
-5
Holders Change %
-13.16%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
7
Reduced
8
Closed
11
Calls
Puts
$2.63M
Net Calls
-$2.63M
Net Calls Change
-$2.44M
Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$37.3M +$38.4M +605,829 New
Morgan Stanley
2
Morgan Stanley
New York
$9.63M -$17.5K -276 -0.2%
Bessemer Group
3
Bessemer Group
New Jersey
$6.21M
Jane Street
4
Jane Street
New York
$3.25M -$2.39M -37,632 -42%
Bank of America
5
Bank of America
North Carolina
$2.8M +$530K +8,356 +23%
MWM
6
Merriman Wealth Management
Washington
$1.32M +$1.36M +21,468 New
X
7
Xponance
Pennsylvania
$934K -$13.2M -208,552 -93%
SCI
8
S&CO Inc
Massachusetts
$924K
HSBC Holdings
9
HSBC Holdings
United Kingdom
$874K
Citadel Advisors
10
Citadel Advisors
Florida
$766K -$1.21M -19,099 -61%
CFP
11
Cornerstone Financial Partners
North Carolina
$764K +$183K +2,883 +30%
Manulife (Manufacturers Life Insurance)
12
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$744K +$766K +12,089 +1,208,900%
CA
13
Cumberland Advisors
Florida
$578K +$595K +9,380 New
LPL Financial
14
LPL Financial
California
$430K -$12.9K -203 -3%
Stifel Financial
15
Stifel Financial
Missouri
$421K +$10.1K +160 +2%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$306K +$315K +4,963 New
First Manhattan
17
First Manhattan
New York
$301K
MFS
18
MSI Financial Services
Massachusetts
$284K +$26.3K +415 +10%
YMRC
19
Yorktown Management & Research Company
Virginia
$277K
SG Americas Securities
20
SG Americas Securities
New York
$258K -$1.05M -16,598 -80%
OMC
21
Old Mission Capital
Illinois
$256K -$887K -13,987 -77%
CCA
22
Checchi Capital Advisers
California
$252K
MC
23
Moors & Cabot
Massachusetts
$250K
Wells Fargo
24
Wells Fargo
California
$126K -$671K -10,580 -84%
UBS Group
25
UBS Group
Switzerland
$82K +$1.01K +16 +1%

SCJ Hedge Fund Activity: Q4 2016 in Review

33 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI Japan Small-Cap ETF (SCJ) for Q4 2016, worth a combined $69.6M — down 31% from $101M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SCJ and 6 opened new positions — a net loss of 5 holders — while 8 trimmed existing stakes and 7 added.

The largest buyer was AssetMark Inc, opening a new position worth an estimated $38.4M. The largest seller was Franklin Resources, exiting entirely with an estimated $33.6M sold.

  • 33 institutional investors held iShares MSCI Japan Small-Cap ETF (SCJ) as of Q4 2016, down from 38 in Q3 2016.
  • Funds reported $69.6M of iShares MSCI Japan Small-Cap ETF stock for Q4 2016, down 31% quarter-over-quarter.
  • 6 funds opened new iShares MSCI Japan Small-Cap ETF positions in Q4 2016 and 11 closed out, a net change of -5 holders.
  • The largest iShares MSCI Japan Small-Cap ETF buyer in Q4 2016 was AssetMark Inc, an estimated $38.4M added.
  • The largest iShares MSCI Japan Small-Cap ETF seller in Q4 2016 was Franklin Resources, an estimated $33.6M sold.

Based on aggregated 13F filings for Q4 2016.