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Schwab US Aggregate Bond ETF
SCHZ

44 hedge funds and large institutions have $62.1M invested in Schwab US Aggregate Bond ETF in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

50% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 12

12% more capital invested

Capital invested by funds: $55.6M → $62.1M (+$6.46M)

10% more funds holding

Funds holding: 40 → 44 (+4)

0.07% more ownership

Funds ownership: 24.88% → 24.95% (+0.07%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
44
Holders Change
+4
Holders Change %
+10%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
18
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HSA
HBK Sorce Advisory
Pennsylvania
+$4.2M
2
EWA
EP Wealth Advisors
California
+$2.01M
3
Morgan Stanley
Morgan Stanley
New York
+$1.37M
4
EWM
Empirical Wealth Management
Washington
+$1.01M
5
U
UBS
Switzerland
+$893K

Top Sellers

Rank Fund Capital Flow
1
UCFA
United Capital Financial Advisors
Texas
-$5.21M
2
BSW
Buckingham Strategic Wealth
Missouri
-$1.11M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.01M
4
AI
Atria Investments
North Carolina
-$940K
5
RIA
Regal Investment Advisors
Michigan
-$379K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$521K +$403K +15,876 +329%
Bank of America
27
Bank of America
North Carolina
$455K +$77.5K +3,054 +20%
ACM
28
Avalon Capital Management
California
$394K +$398K +15,686 New
BCI
29
Brinker Capital Investments
Pennsylvania
$370K +$200K +7,874 +115%
AIM
30
Aspen Investment Management
Michigan
$362K -$34K -1,340 -9%
PFA
31
Pure Financial Advisors
California
$354K +$99.7K +3,928 +39%
FF
32
Friedenthal Financial
New Jersey
$349K +$353K +13,888 New
CAM
33
Cubic Asset Management
Massachusetts
$280K – – –
SGAM
34
Steinberg Global Asset Management
Florida
$232K -$3.5K -138 -1%
PFG
35
Piershale Financial Group
Illinois
$138K +$139K +5,476 New
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$93K +$78.5K +3,092 +524%
AA
37
Apriem Advisors
California
$54K -$8.12K -320 -13%
AIG
38
American International Group
New York
$50.3K – – –
MFS
39
MSI Financial Services
Massachusetts
$32K +$31.9K +1,256 New
CDIA
40
Capital Directions Investment Advisors
Georgia
$27K -$43.4K -1,710 -62%
VIA
41
Vantage Investment Advisors
Pennsylvania
$21K +$20.9K +824 New
Ameriprise
42
Ameriprise
Minnesota
$20K – – –
MA
43
MCF Advisors
Kentucky
$2K -$355 -14 -15%
EMA
44
Efficient Market Advisors
California
$2K +$1.57K +62 New
UCFA
45
United Capital Financial Advisors
Texas
– -$5.21M -205,036 Closed
RIA
46
Regal Investment Advisors
Michigan
– -$379K -14,928 Closed
VWM
47
Vector Wealth Management
Minnesota
– -$322K -12,662 Closed
TF
48
Trutina Financial
Washington
– -$31K -1,220 Closed
TIM
49
Tortoise Investment Management
New York
– -$21K -820 Closed
HR
50
Howe & Rusling
New York
– -$9K -360 Closed
1
2
3

SCHZ Hedge Fund Activity: Q4 2013 in Review

44 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Schwab US Aggregate Bond ETF (SCHZ) for Q4 2013, worth a combined $62.1M — up 12% from $55.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SCHZ positions and 7 closed out — a net gain of 4 holders — while 18 added to existing stakes and 12 trimmed.

The largest buyer was HBK Sorce Advisory, adding an estimated $4.2M. The largest seller was United Capital Financial Advisors, exiting entirely with an estimated $5.21M sold.

  • 44 institutional investors held Schwab US Aggregate Bond ETF (SCHZ) as of Q4 2013, up from 40 in Q3 2013.
  • Funds reported $62.1M of Schwab US Aggregate Bond ETF stock for Q4 2013, up 12% quarter-over-quarter.
  • 11 funds opened new Schwab US Aggregate Bond ETF positions in Q4 2013 and 7 closed out, a net change of +4 holders.
  • The largest Schwab US Aggregate Bond ETF buyer in Q4 2013 was HBK Sorce Advisory, an estimated $4.2M added.
  • The largest Schwab US Aggregate Bond ETF seller in Q4 2013 was United Capital Financial Advisors, an estimated $5.21M sold.

Based on aggregated 13F filings for Q4 2013.