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Schwab US Mid-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$688M +$54.4M +2,081,805 +8%
Creative Planning
2
Creative Planning
Kansas
$419M +$7.6M +290,745 +2%
HighTower Advisors
3
HighTower Advisors
Illinois
$187M +$6.8M +260,268 +4%
UBS Group
4
UBS Group
Switzerland
$136M +$4.45M +170,451 +3%
PCIA
5
Prime Capital Investment Advisors
Kansas
$122M +$3.67M +140,364 +3%
Ameriprise
6
Ameriprise
Minnesota
$102M -$4.15M -158,943 -4%
BBA
7
BLB&B Advisors
Pennsylvania
$101M +$3.66M +140,022 +4%
LWMT
8
Legacy Wealth Management (Tennessee)
Tennessee
$96.2M +$5.75M +219,900 +6%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$91.9M +$1.21M +46,290 +1%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$87.6M +$742K +28,404 +0.8%
BCM
11
Brookstone Capital Management
Illinois
$83.3M -$93.8M -3,588,174 -53%
OIA
12
OneDigital Investment Advisors
Kansas
$78.3M +$4.52M +173,094 +6%
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$74.6M
AWS
14
AJ Wealth Strategies
New York
$74.3M +$8.04M +307,887 +12%
Mercer Global Advisors
15
Mercer Global Advisors
Colorado
$72.5M -$30.1M -1,151,883 -29%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$67.3M -$23.3M -892,263 -25%
JFG
17
JMG Financial Group
Illinois
$66M +$166K +6,360 +0.2%
ISG
18
Investment Security Group
Colorado
$59.4M +$265K +10,143 +0.4%
AA
19
Advisory Alpha
Michigan
$59.4M +$9.72M +372,168 +19%
RM
20
Resource Management
Louisiana
$58.6M +$2.02M +77,502 +4%
FFA
21
Fragasso Financial Advisors
Pennsylvania
$56M +$1.38M +52,971 +2%
BJ
22
Brouwer & Janachowski
California
$52.6M +$87.4K +3,345 +0.2%
MGIA
23
Moneta Group Investment Advisors
Missouri
$47.9M +$4.89M +187,329 +11%
Wealth Enhancement Advisory Services
24
Wealth Enhancement Advisory Services
Minnesota
$47.1M +$390K +14,919 +0.9%
FMT
25
First Mercantile Trust
Tennessee
$45.8M -$7.69M -294,207 -14%