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Schwab US Large-Cap Growth ETF

44 hedge funds and large institutions have $130M invested in Schwab US Large-Cap Growth ETF in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

150% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 8

67% more capital invested

Capital invested by funds: $78M → $130M (+$52.1M)

25.71% more ownership

Funds ownership: 90.82%116.53% (+26%)

16% more funds holding

Funds holding: 3844 (+6)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
44
Holders Change
+6
Holders Change %
+15.79%
% of All Funds
1.43%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.13%
New
10
Increased
20
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MAM
1
Marquette Asset Management
Minnesota
$37.4M +$1.61M +319,616 +5%
CCWA
2
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$27M +$23.6M +4,676,496 +817%
HCM
3
Hengehold Capital Management
Ohio
$10.2M +$10M +1,982,208 New
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$10.1M +$491K +97,272 +5%
SAM
5
Summit Asset Management
Tennessee
$9.21M -$363K -71,928 -4%
NDSI
6
Newman Dignan & Sheerar Inc
Rhode Island
$5.83M +$68.2K +13,528 +1%
UCFA
7
United Capital Financial Advisors
Texas
$5.31M +$938K +185,992 +22%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$3.09M +$3.04M +601,800 New
WSTAM
9
Wilbanks Smith & Thomas Asset Management
Virginia
$2.97M -$6.17K -1,224 -0.2%
LYV
10
Live Your Vision
Pennsylvania
$2M +$7.55K +1,496 +0.4%
Mariner
11
Mariner
Kansas
$1.79M -$25.7K -5,096 -1%
CCM
12
Condor Capital Management
New Jersey
$1.74M +$215K +42,696 +14%
CWM
13
Cabot Wealth Management
Massachusetts
$1.61M +$371K +73,584 +31%
IAS
14
IMA Advisory Services
Colorado
$1.43M +$66.1K +13,096 +5%
BCI
15
Brinker Capital Investments
Pennsylvania
$988K +$91.5K +18,144 +10%
TH
16
Timber Hill
Connecticut
$929K +$913K +180,952 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$871K +$855K +169,536 New
U
18
UBS
Switzerland
$791K +$493K +97,704 +173%
LRPA
19
L. Roy Papp & Associates
Arizona
$609K
GIA
20
GHP Investment Advisors
Colorado
$587K +$220K +43,608 +62%
PMG
21
ProVise Management Group
Florida
$579K +$262K +51,896 +85%
Bank of America
22
Bank of America
North Carolina
$573K +$173K +34,344 +45%
LPL Financial
23
LPL Financial
California
$566K +$8.11K +1,608 +2%
SFSG
24
Stearns Financial Services Group
North Carolina
$556K +$59.5K +11,800 +12%
BRWA
25
B. Riley Wealth Advisors
Florida
$458K -$6.46K -1,280 -1%

SCHG Hedge Fund Activity: Q3 2013 in Review

44 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Schwab US Large-Cap Growth ETF (SCHG) for Q3 2013, worth a combined $130M — up 67% from $78M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SCHG positions and 4 closed out — a net gain of 6 holders — while 20 added to existing stakes and 8 trimmed.

The largest buyer was CLA (CliftonLarsonAllen) Wealth Advisors, adding an estimated $23.6M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $3.31M sold.

  • 44 institutional investors held Schwab US Large-Cap Growth ETF (SCHG) as of Q3 2013, up from 38 in Q2 2013.
  • Funds reported $130M of Schwab US Large-Cap Growth ETF stock for Q3 2013, up 67% quarter-over-quarter.
  • 10 funds opened new Schwab US Large-Cap Growth ETF positions in Q3 2013 and 4 closed out, a net change of +6 holders.
  • The largest Schwab US Large-Cap Growth ETF buyer in Q3 2013 was CLA (CliftonLarsonAllen) Wealth Advisors, an estimated $23.6M added.
  • The largest Schwab US Large-Cap Growth ETF seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $3.31M sold.

Based on aggregated 13F filings for Q3 2013.