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Schwab US Dividend Equity ETF

99 hedge funds and large institutions have $272M invested in Schwab US Dividend Equity ETF in 2014 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 24 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

92% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 24

13% more funds holding

Funds holding: 8899 (+11)

9% more capital invested

Capital invested by funds: $249M → $272M (+$23.5M)

0.84% less ownership

Funds ownership: 50.71%49.87% (-0.84%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $428K

Holders
99
Holders Change
+11
Holders Change %
+12.5%
% of All Funds
2.86%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.26%
New
16
Increased
46
Reduced
24
Closed
5
Calls
Puts
$428K
Net Calls
-$428K
Net Calls Change
-$134K
Name Holding Trade Value Shares
Change
Change in
Stake
HB
1
Homrich & Berg
Georgia
$54.4M +$3.28M +273,315 +7%
AAC
2
Asset Advisors Corp
Georgia
$43.1M +$2.83M +235,920 +7%
SAM
3
Summit Asset Management
Tennessee
$21.4M -$97.6K -8,136 -0.5%
Goldman Sachs
4
Goldman Sachs
New York
$18.7M +$13.3M +1,105,833 +266%
FIM
5
Frontier Investment Management
Texas
$14.4M -$961K -80,079 -6%
HCM
6
Hengehold Capital Management
Ohio
$8.77M +$4.1K +342 +0%
BJ
7
Brouwer & Janachowski
California
$8.65M +$404K +33,708 +5%
AI
8
Atria Investments
North Carolina
$8.02M -$2.08M -173,616 -21%
WIC
9
Whitegate Investment Counselors
New Hampshire
$6.59M +$5.91M +492,828 New
AA
10
Apriem Advisors
California
$5.21M +$429K +35,724 +9%
MAS
11
Madden Advisory Services
Florida
$5.08M +$224K +18,657 +5%
KFP
12
Keystone Financial Planning
Ohio
$4.19M +$105K +8,781 +3%
LYV
13
Live Your Vision
Pennsylvania
$4M +$473K +39,402 +14%
SA
14
Strategic Advisors
New York
$4M +$676K +56,364 +21%
LPL Financial
15
LPL Financial
California
$3.84M +$2.86M +238,116 +321%
Citigroup
16
Citigroup
New York
$3.69M
DS
17
DRW Securities
Illinois
$3.3M +$1.57M +131,016 +95%
NDSI
18
Newman Dignan & Sheerar Inc
Rhode Island
$3.19M +$36.6K +3,054 +1%
UCFA
19
United Capital Financial Advisors
Texas
$3.18M -$331K -27,624 -10%
Bank of America
20
Bank of America
North Carolina
$2.82M -$1.13M -94,119 -29%
BCMO
21
Buckingham Capital Management (Ohio)
Ohio
$2.73M +$301K +25,083 +13%
EVC
22
Eidelman Virant Capital
Missouri
$2.58M -$50.1K -4,176 -2%
EWM
23
Evermay Wealth Management
Virginia
$2.46M +$443K +36,900 +23%
Morgan Stanley
24
Morgan Stanley
New York
$2.34M +$617K +51,456 +37%
TCM
25
Tuttle Capital Management
Connecticut
$2.13M +$2.08M +173,661 New

SCHD Hedge Fund Activity: Q1 2014 in Review

99 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Schwab US Dividend Equity ETF (SCHD) for Q1 2014, worth a combined $272M — up 9.4% from $249M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SCHD positions and 5 closed out — a net gain of 11 holders — while 46 added to existing stakes and 24 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $13.3M. The largest seller was Horizon Investments, exiting entirely with an estimated $3.67M sold.

  • 99 institutional investors held Schwab US Dividend Equity ETF (SCHD) as of Q1 2014, up from 88 in Q4 2013.
  • Funds reported $272M of Schwab US Dividend Equity ETF stock for Q1 2014, up 9.4% quarter-over-quarter.
  • 16 funds opened new Schwab US Dividend Equity ETF positions in Q1 2014 and 5 closed out, a net change of +11 holders.
  • The largest Schwab US Dividend Equity ETF buyer in Q1 2014 was Goldman Sachs, an estimated $13.3M added.
  • The largest Schwab US Dividend Equity ETF seller in Q1 2014 was Horizon Investments, an estimated $3.67M sold.

Based on aggregated 13F filings for Q1 2014.