Schwab US Dividend Equity ETF
SCHD
61 hedge funds and large institutions have $182M invested in Schwab US Dividend Equity ETF in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 27 increasing their positions, 16 reducing their positions, and 3 closing their positions.
267% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 3
69% more repeat investments, than reductions
Existing positions increased: 27 | Existing positions reduced: 16
33% more funds holding in top 10
Funds holding in top 10: 6 → 8 (+2)
15% more funds holding
Funds holding: 53 → 61 (+8)
6% more capital invested
Capital invested by funds: $172M → $182M (+$10.2M)
4.79% less ownership
Funds ownership: 50.56% → 45.77% (-4.8%)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $468K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FIM
Frontier Investment Management
Dallas,
Texas
|
+$4.78M |
| 2 |
Citigroup
New York
|
+$3.38M |
| 3 |
HB
Homrich & Berg
Atlanta,
Georgia
|
+$3.3M |
| 4 |
AAC
Asset Advisors Corp
Augusta,
Georgia
|
+$2.49M |
| 5 |
MAS
Madden Advisory Services
Jacksonville,
Florida
|
+$2.28M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$7.52M |
| 2 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$5.96M |
| 3 |
Morgan Stanley
New York
|
-$4.32M |
| 4 |
DS
DRW Securities
Chicago,
Illinois
|
-$2.31M |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.03M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WA
51
WFG Advisors
Dallas,
Texas
| $43K | -$61.2K | -5,427 | -58% |
|
|
U
52
UBS
Zurich,
Switzerland
| $38K | +$38K | +3,369 | New |
|
53
Creative Planning
Overland Park,
Kansas
| $35K | -$20.3K | -1,800 | -37% |
|
|
OIA
54
Optimum Investment Advisors
Chicago,
Illinois
| $24K | +$23.7K | +2,100 | New |
|
55
Nomura Holdings
Tokyo,
Japan
| $17K | +$16.9K | +1,500 | New |
|
56
Brown Advisory
Baltimore,
Maryland
| $10K | – | – | – |
|
|
BC
57
Bartlett & Co
Cincinnati,
Ohio
| $8K | – | – | – |
|
|
CA
58
CapWealth Advisors
Franklin,
Tennessee
| $6K | – | – | – |
|
|
EK
59
Evensky & Katz
Coral Gables,
Florida
| $6K | – | – | – |
|
|
RJFSA
60
Raymond James Financial Services Advisors
St. Petersburg,
Florida
| – | -$5.96M | -546,966 | Closed |
|
|
DS
61
DRW Securities
Chicago,
Illinois
| – | -$2.31M | -211,797 | Closed |
|
|
RIA
62
Regal Investment Advisors
Kentwood,
Michigan
| – | -$185K | -16,983 | Closed |
|
|
EMA
63
Efficient Market Advisors
San Diego,
California
| – | +$169 | +15 | New |
|
SCHD Hedge Fund Activity: Q3 2013 in Review
61 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Schwab US Dividend Equity ETF (SCHD) for Q3 2013, worth a combined $182M — up 5.9% from $172M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new SCHD positions and 3 closed out — a net gain of 8 holders — while 27 added to existing stakes and 16 trimmed.
The largest buyer was Frontier Investment Management, adding an estimated $4.78M. The largest seller was Goldman Sachs, cutting an estimated $7.52M.
- 61 institutional investors held Schwab US Dividend Equity ETF (SCHD) as of Q3 2013, up from 53 in Q2 2013.
- Funds reported $182M of Schwab US Dividend Equity ETF stock for Q3 2013, up 5.9% quarter-over-quarter.
- 11 funds opened new Schwab US Dividend Equity ETF positions in Q3 2013 and 3 closed out, a net change of +8 holders.
- The largest Schwab US Dividend Equity ETF buyer in Q3 2013 was Frontier Investment Management, an estimated $4.78M added.
- The largest Schwab US Dividend Equity ETF seller in Q3 2013 was Goldman Sachs, an estimated $7.52M sold.
Based on aggregated 13F filings for Q3 2013.