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Schwab US Dividend Equity ETF

99 hedge funds and large institutions have $272M invested in Schwab US Dividend Equity ETF in 2014 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 24 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

92% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 24

13% more funds holding

Funds holding: 8899 (+11)

9% more capital invested

Capital invested by funds: $249M → $272M (+$23.5M)

0.84% less ownership

Funds ownership: 50.71%49.87% (-0.84%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $428K

Holders
99
Holders Change
+11
Holders Change %
+12.5%
% of All Funds
2.86%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.26%
New
16
Increased
46
Reduced
24
Closed
5
Calls
Puts
$428K
Net Calls
-$428K
Net Calls Change
-$134K
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$2.08M -$1.13M -94,140 -36%
PMG
27
ProVise Management Group
Florida
$2.03M -$1.35M -112,791 -41%
CMP
28
Courage Miller Partners
Virginia
$2.03M +$303K +25,257 +18%
SWM
29
SVA Wealth Management
Wisconsin
$1.79M +$403K +33,585 +30%
AIG
30
American International Group
New York
$1.54M +$173K +14,388 +13%
ECML
31
Eagle Capital Management (Louisiana)
Louisiana
$1.44M -$3.06M -254,784 -68%
BCI
32
Brinker Capital Investments
Pennsylvania
$1.32M +$233K +19,458 +22%
CCWA
33
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$1.31M -$639K -53,238 -33%
SSI
34
Scott & Selber Inc
Texas
$1.28M -$4.43K -369 -0.4%
Wells Fargo
35
Wells Fargo
California
$1.25M +$135K +11,244 +12%
VCAM
36
Van Cleef Asset Management
Ohio
$1.16M -$9.36K -780 -0.8%
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$975K +$298K +24,804 +45%
KFS
38
KMS Financial Services
Washington
$933K +$228K +18,987 +33%
FAAS
39
First Allied Advisory Services
California
$775K +$272K +22,710 +57%
NIC
40
Northwest Investment Counselors
Oregon
$716K +$99.3K +8,274 +17%
SGAM
41
Steinberg Global Asset Management
Florida
$616K +$13.3K +1,110 +2%
WCM
42
Wisconsin Capital Management
Wisconsin
$573K
AIM
43
Aspen Investment Management
Michigan
$566K -$35.6K -2,970 -6%
TCM
44
Twele Capital Management
Minnesota
$543K
FA
45
Fagan Associates
New York
$542K +$529K +44,088 New
CWM
46
Concert Wealth Management
California
$499K -$2.09K -174 -0.4%
TFA
47
Toth Financial Advisory
Virginia
$493K +$234K +19,521 +95%
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
$492K +$293K +24,390 +155%
SFSG
49
Stearns Financial Services Group
North Carolina
$490K +$175K +14,553 +57%
CIA
50
Capital Investment Advisors
Georgia
$482K +$22.6K +1,884 +5%

SCHD Hedge Fund Activity: Q1 2014 in Review

99 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Schwab US Dividend Equity ETF (SCHD) for Q1 2014, worth a combined $272M — up 9.4% from $249M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SCHD positions and 5 closed out — a net gain of 11 holders — while 46 added to existing stakes and 24 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $13.3M. The largest seller was Horizon Investments, exiting entirely with an estimated $3.67M sold.

  • 99 institutional investors held Schwab US Dividend Equity ETF (SCHD) as of Q1 2014, up from 88 in Q4 2013.
  • Funds reported $272M of Schwab US Dividend Equity ETF stock for Q1 2014, up 9.4% quarter-over-quarter.
  • 16 funds opened new Schwab US Dividend Equity ETF positions in Q1 2014 and 5 closed out, a net change of +11 holders.
  • The largest Schwab US Dividend Equity ETF buyer in Q1 2014 was Goldman Sachs, an estimated $13.3M added.
  • The largest Schwab US Dividend Equity ETF seller in Q1 2014 was Horizon Investments, an estimated $3.67M sold.

Based on aggregated 13F filings for Q1 2014.