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Schwab International Small-Cap Equity ETF

47 hedge funds and large institutions have $95M invested in Schwab International Small-Cap Equity ETF in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

73% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 11

21% more funds holding

Funds holding: 3947 (+8)

6% more capital invested

Capital invested by funds: $89.9M → $95M (+$5.08M)

1.91% less ownership

Funds ownership: 29.74%27.82% (-1.9%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
47
Holders Change
+8
Holders Change %
+20.51%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
13
Increased
19
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$37.8M +$1.02M +32,496 +3%
BPBT
2
Boston Private Bank & Trust
Massachusetts
$18.9M -$302K -9,599 -2%
VCM
3
Vigilant Capital Management
Maine
$8.11M +$188K +5,970 +2%
Charles Schwab
4
Charles Schwab
California
$6.66M +$1.83M +58,177 +39%
CMP
5
Courage Miller Partners
Virginia
$4.08M -$297K -9,450 -7%
RPGK
6
Retirement Planning Group (Kansas)
Kansas
$3.92M -$30.1K -959 -0.8%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.24M +$572K +18,200 +35%
EVM
8
Eaton Vance Management
Massachusetts
$1.41M +$12.6K +400 +0.9%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$1.31M +$1.29M +41,200 New
AIM
10
Aspen Investment Management
Michigan
$1.12M +$17.4K +555 +2%
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$872K -$10.9K -347 -1%
AWM
12
Avior Wealth Management
Nebraska
$664K +$653K +20,789 New
GAM
13
Garrison Asset Management
Arkansas
$661K +$11.6K +368 +2%
HSA
14
HBK Sorce Advisory
Pennsylvania
$649K +$16.1K +512 +3%
MCC
15
Mid Continent Capital
Illinois
$615K +$9.74K +310 +2%
HIC
16
Hartline Investment Corp
Illinois
$482K -$105K -3,355 -18%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$406K +$174K +5,547 +77%
WSTAM
18
Wilbanks Smith & Thomas Asset Management
Virginia
$401K -$262K -8,335 -40%
BFPW
19
BOK Financial Private Wealth
Colorado
$376K -$54.6K -1,737 -13%
BL
20
BCWM LLC
Kansas
$354K -$35.5K -1,129 -9%
Jane Street
21
Jane Street
New York
$353K +$348K +11,066 New
AA
22
Alesco Advisors
New York
$347K +$9.14K +291 +3%
LS
23
Lattice Strategies
Pennsylvania
$332K
Bank of America
24
Bank of America
North Carolina
$316K +$9.77K +311 +3%
NSAM
25
North Star Asset Management
Wisconsin
$303K

SCHC Hedge Fund Activity: Q4 2013 in Review

47 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Schwab International Small-Cap Equity ETF (SCHC) for Q4 2013, worth a combined $95M — up 5.7% from $89.9M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SCHC positions and 5 closed out — a net gain of 8 holders — while 19 added to existing stakes and 11 trimmed.

The largest buyer was Charles Schwab, adding an estimated $1.83M. The largest seller was Wells Fargo, cutting an estimated $1.83M.

  • 47 institutional investors held Schwab International Small-Cap Equity ETF (SCHC) as of Q4 2013, up from 39 in Q3 2013.
  • Funds reported $95M of Schwab International Small-Cap Equity ETF stock for Q4 2013, up 5.7% quarter-over-quarter.
  • 13 funds opened new Schwab International Small-Cap Equity ETF positions in Q4 2013 and 5 closed out, a net change of +8 holders.
  • The largest Schwab International Small-Cap Equity ETF buyer in Q4 2013 was Charles Schwab, an estimated $1.83M added.
  • The largest Schwab International Small-Cap Equity ETF seller in Q4 2013 was Wells Fargo, an estimated $1.83M sold.

Based on aggregated 13F filings for Q4 2013.