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SBI

Western Asset Intermediate Muni Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$11.9M -$1.06M -132,097 -8%
SIA
2
Sit Investment Associates
Minnesota
$9.15M -$810K -100,555 -8%
1CP
3
1607 Capital Partners
Virginia
$4.86M -$5.3K -658 -0.1%
GC
4
Guggenheim Capital
Illinois
$2.67M +$1.8M +222,839 +182%
WA
5
Whitebox Advisors
Minnesota
$2.1M +$806K +100,000 +58%
Pathstone Holdings
6
Pathstone Holdings
New Jersey
$2.06M -$38.3K -4,753 -2%
Morgan Stanley
7
Morgan Stanley
New York
$1.6M -$181K -22,442 -10%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.5M -$16.1K -2,000 -1%
CA
9
Carson Advisory
Georgia
$1.35M +$688K +85,372 +96%
Allspring Global Investments
10
Allspring Global Investments
North Carolina
$1.33M -$359K -44,517 -21%
Raymond James Financial
11
Raymond James Financial
Florida
$1.31M +$1.37M +169,666 New
LPL Financial
12
LPL Financial
California
$1.21M -$5.25K -652 -0.4%
AAS
13
Avantax Advisory Services
Texas
$1.2M +$33K +4,090 +3%
WTC
14
WhitTier Trust Company
Nevada
$901K -$63K -7,813 -6%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$803K -$2.92K -363 -0.3%
WA
16
Waverly Advisors
Alabama
$670K +$30.3K +3,766 +5%
WA
17
Whipplewood Advisors
Colorado
$642K +$668K +82,887 New
Invesco
18
Invesco
Georgia
$603K +$627K +77,850 New
UBS Group
19
UBS Group
Switzerland
$592K -$153K -18,984 -20%
NWMP
20
Noble Wealth Management PBC
Colorado
$548K +$571K +70,835 New
RPA
21
Rock Point Advisors
Vermont
$518K -$2.01K -250 -0.4%
WT
22
Whittier Trust
California
$431K +$508 +63 +0.1%
IAA
23
Independent Advisor Alliance
North Carolina
$389K +$405K +50,251 New
SFWA
24
Summit Financial Wealth Advisors
Louisiana
$386K
KCM
25
Kempner Capital Management
Texas
$370K