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Saratoga Investment

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
51
Bank of America
North Carolina
$16.2K -$30.6K -1,300 -65%
CIBC Private Wealth Group
52
CIBC Private Wealth Group
Georgia
$13.9K +$14.1K +600 New
Northwestern Mutual Wealth Management
53
Northwestern Mutual Wealth Management
Wisconsin
$12.2K +$12.4K +526 New
PP
54
PFS Partners
New Jersey
$11.7K
BCWM
55
Bartlett & Co Wealth Management
Ohio
$11.6K
EC
56
EntryPoint Capital
New York
$9.23K -$134K -5,713 -93%
LWANC
57
Laurel Wealth Advisors (North Carolina)
North Carolina
$5.59K
S
58
SignatureFD
Georgia
$5.15K -$799 -34 -13%
OPTFSNA
59
Old Point Trust & Financial Services N A
Virginia
$4.64K +$4.7K +200 New
FMP
60
Financial Management Professionals
Texas
$4K
CAM
61
Creekmur Asset Management
Illinois
$3.34K -$18.5K -787 -85%
SAM
62
Simplify Asset Management
Nevada
-$1.34M -51,700 Closed
SWP
63
Significant Wealth Partners
Illinois
-$1.02M -39,560 Closed
JF
64
Jump Financial
Illinois
-$746K -28,857 Closed
CSS
65
Cubist Systematic Strategies
Connecticut
-$593K -22,916 Closed
Cerity Partners
66
Cerity Partners
New York
-$431K -16,662 Closed
TI
67
Trexquant Investment
Connecticut
-$395K -15,275 Closed
Marshall Wace
68
Marshall Wace
United Kingdom
-$379K -14,656 Closed
D.E. Shaw & Co
69
D.E. Shaw & Co
New York
-$362K -13,996 Closed
DTL
70
Dynamic Technology Lab
Singapore
-$350K -13,522 Closed
TRCT
71
Tower Research Capital (TRC)
New York
-$204K -7,905 Closed
BNP Paribas Financial Markets
72
BNP Paribas Financial Markets
France
-$170K -6,556 Closed
JP Morgan Chase
73
JP Morgan Chase
New York
-$166K -6,435 Closed
HIM
74
Hillsdale Investment Management
Ontario, Canada
-$80.2K -3,100 Closed
HNB
75
Huntington National Bank
Ohio
-$51.7K -2,000 Closed