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Rezolute

Name Holding Trade Value Shares
Change
Change in
Stake
Federated Hermes
1
Federated Hermes
Pennsylvania
$10.8M
CC
2
Caxton Corporation
New Jersey
$4.03M
SCM
3
Stonepine Capital Management
Oregon
$2.53M -$230K -59,703 -7%
ACM
4
AIGH Capital Management
Maryland
$1.42M +$600K +155,732 +59%
Vanguard Group
5
Vanguard Group
Pennsylvania
$1.16M +$40.4K +10,500 +3%
Citadel Advisors
6
Citadel Advisors
Florida
$1.11M +$75.8K +19,666 +6%
VCIM
7
Velan Capital Investment Management
Georgia
$1.01M
BI
8
BVF Inc
California
$645K
WVP
9
Worth Venture Partners
New Jersey
$354K +$169K +43,991 +72%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$233K +$266K +68,989 New
JGC
11
J. Goldman & Co
New York
$183K -$572K -148,500 -73%
Northern Trust
12
Northern Trust
Illinois
$174K -$2.99K -777 -1%
BFM
13
Boothbay Fund Management
New York
$81K -$49.8K -12,922 -35%
BlackRock
14
BlackRock
New York
$72K +$7.49K +1,945 +10%
State Street
15
State Street
Massachusetts
$69K +$78.2K +20,300 New
PWMG
16
Provence Wealth Management Group
California
$68K +$77K +20,000 New
UBS Group
17
UBS Group
Switzerland
$15K +$705 +183 +4%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$3K
TRCT
19
Tower Research Capital (TRC)
New York
$2K +$2.35K +610 New
ACM
20
Altium Capital Management
New York
-$1.1M -230,000 Closed
MS
21
Maven Securities
Jersey
-$553K -115,758 Closed
ECM
22
ExodusPoint Capital Management
New York
-$497K -104,053 Closed
SCP
23
Sender Company & Partners
New York
-$391K -81,849 Closed
Millennium Management
24
Millennium Management
New York
-$98K -20,571 Closed
SC
25
Shay Capital
New York
-$56K -11,780 Closed