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RXII

GALENA BIOPHARMA INC COM
RXII

Delisted

RXII was delisted on the 25th of October, 2011.

Name Holding Trade Value Shares
Change
Change in
Stake
NFA
26
Nationwide Fund Advisors
Ohio
$165K
MLICM
27
Metropolitan Life Insurance Company (MetLife)
New York
$162K +$79.9K +50,503 +97%
Goldman Sachs
28
Goldman Sachs
New York
$159K +$30.6K +19,366 +24%
OC
29
Oppenheimer & Co
New York
$145K -$71K -45,000 -33%
VOYA Investment Management
30
VOYA Investment Management
Georgia
$115K -$48.8K -30,855 -30%
PPA
31
Parametric Portfolio Associates
Washington
$108K -$445 -282 -0.4%
Citadel Advisors
32
Citadel Advisors
Florida
$100K -$26.4K -16,760 -21%
T. Rowe Price Associates
33
T. Rowe Price Associates
Maryland
$94K
HF
34
Hoxton Financial
West Virginia
$79K +$47.4K +30,000 +150%
Deutsche Bank
35
Deutsche Bank
Germany
$78K +$8.89K +5,699 +13%
CS
36
Credit Suisse
Switzerland
$71K -$7.08K -4,510 -9%
Creative Planning
37
Creative Planning
Kansas
$70K +$45.5K +29,000 +186%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$62K +$1.69K +1,075 +3%
Ameriprise
39
Ameriprise
Minnesota
$58K +$1.27K +810 +2%
BNP Paribas Financial Markets
40
BNP Paribas Financial Markets
France
$56.3K +$35.1K +22,208 +165%
GC
41
Guggenheim Capital
Illinois
$56K -$1.22K -774 -2%
QIM
42
Quantitative Investment Management
Virginia
$52K -$49.2K -31,400 -49%
PAI
43
Pittenger & Anderson Inc
Nebraska
$51K
DBIA
44
Dumont & Blake Investment Advisors
New Jersey
$48K +$1.56K +1,000 +3%
WAM
45
Wolverine Asset Management
Illinois
$47K
D.E. Shaw & Co
46
D.E. Shaw & Co
New York
$46K -$23.7K -14,913 -34%
Principal Financial Group
47
Principal Financial Group
Iowa
$43K +$43K +27,360 New
Bank of America
48
Bank of America
North Carolina
$39K +$6.79K +4,316 +21%
Legal & General Group
49
Legal & General Group
United Kingdom
$35K
VFS
50
VSR Financial Services
Kansas
$32K