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Name Holding Trade Value Shares
Change
Change in
Stake
HSA
301
HBK Sorce Advisory
Pennsylvania
– -$309K -4,235 Closed
UCFA
302
United Capital Financial Advisors
Texas
– -$297K -4,060 Closed
CIM
303
CIM Investment Management
Pennsylvania
– -$291K -3,984 Closed
Prudential Financial
304
Prudential Financial
New Jersey
– -$286K -3,910 Closed
IAA
305
Independent Advisor Alliance
North Carolina
– -$297K -3,885 Closed
HCMT
306
Highland Capital Management (Tennessee)
Tennessee
– -$256K -3,500 Closed
Koshinski Asset Management
307
Koshinski Asset Management
Illinois
– -$254K -3,480 Closed
CIBC Asset Management
308
CIBC Asset Management
Ontario, Canada
– -$253K -3,460 Closed
HSBC Holdings
309
HSBC Holdings
United Kingdom
– -$213K -2,916 Closed
HIIFS
310
Harel Insurance Investments & Financial Services
Israel
– -$168K -2,300 Closed
SPIA
311
Steward Partners Investment Advisory
New York
– -$164K -2,250 Closed
CLOS
312
Compagnie Lombard Odier SCmA
Switzerland
– -$90K -1,200 Closed
AA
313
Ancora Advisors
Ohio
– -$73K -1,000 Closed
NWM
314
Northwest Wealth Management
Iowa
– -$73K -1,000 Closed
RCAG
315
Rehmann Capital Advisory Group
Michigan
– -$38K -806 Closed
SIC
316
Salem Investment Counselors
North Carolina
– -$51K -700 Closed
S
317
SignatureFD
Georgia
– -$47K -650 Closed
FANJ
318
Financial Architects (New Jersey)
New Jersey
– -$23.6K -500 Closed
SIM
319
Sonora Investment Management
Arizona
– -$37K -500 Closed
WB
320
Webster Bank
Connecticut
– -$7K -99 Closed
SFM
321
Signet Financial Management
New Jersey
– -$4K -60 Closed
WA
322
WP Advisors
California
– -$4K -60 Closed
CWM
323
Catamount Wealth Management
Connecticut
– -$4K -50 Closed
KJWM
324
Kiley Juergens Wealth Management
Washington
– -$3K -50 Closed
BGIM
325
Brandywine Global Investment Management
Pennsylvania
– -$2K -23 Closed