State Street SPDR S&P Kensho Final Frontiers ETF
ROKT
7 hedge funds and large institutions have $1.14M invested in State Street SPDR S&P Kensho Final Frontiers ETF in 2020 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 1 increasing their positions, 1 reducing their positions, and 2 closing their positions.
147% more capital invested
Capital invested by funds: $461K → $1.14M (+$679K)
7.26% more ownership
Funds ownership: 5.22% → 12.49% (+7.3%)
0% more funds holding
Funds holding: 7 → 7 (0)
0% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 2
0% more repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 1
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Osaic Holdings
Scottsdale,
Arizona
|
+$633K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$93.8K |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$5.9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$43K |
| 2 |
DADC
D.A. Davidson & Co
Great Falls,
Montana
|
-$23.5K |
| 3 |
Wells Fargo
San Francisco,
California
|
-$32 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Osaic Holdings
Scottsdale,
Arizona
| $631K | +$633K | +20,050 | New |
|
|
2
Bank of America
Charlotte,
North Carolina
| $288K | +$93.8K | +2,972 | +48% |
|
|
DADC
3
D.A. Davidson & Co
Great Falls,
Montana
| $201K | -$23.5K | -745 | -10% |
|
|
NSIM
4
North Star Investment Management
Chicago,
Illinois
| $11K | – | – | – |
|
|
5
UBS Group
Zurich,
Switzerland
| $6K | +$5.9K | +187 | New |
|
|
GWMIA
6
Global Wealth Management Investment Advisory
Fort Lauderdale,
Florida
| $2K | – | – | – |
|
7
CAPTRUST Financial Advisors
Raleigh,
North Carolina
| $1K | – | – | – |
|
|
CAN
8
Cetera Advisor Networks
El Segundo,
California
| – | -$43K | -1,403 | Closed |
|
|
9
Wells Fargo
San Francisco,
California
| – | -$32 | -1 | Closed |
|
ROKT Hedge Fund Activity: Q3 2020 in Review
7 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Kensho Final Frontiers ETF (ROKT) for Q3 2020, worth a combined $1.14M — up 147% from $461K a quarter earlier.
Fund positioning in ROKT was balanced in Q3 2020: 2 funds opened new positions, 2 closed out, 1 added to existing stakes and 1 trimmed.
The largest buyer was Osaic Holdings, opening a new position worth an estimated $633K. The largest seller was Cetera Advisor Networks, exiting entirely with an estimated $43K sold.
- 7 institutional investors held State Street SPDR S&P Kensho Final Frontiers ETF (ROKT) as of Q3 2020, unchanged from Q2 2020.
- Funds reported $1.14M of State Street SPDR S&P Kensho Final Frontiers ETF stock for Q3 2020, up 147% quarter-over-quarter.
- 2 funds opened new State Street SPDR S&P Kensho Final Frontiers ETF positions in Q3 2020 and 2 closed out, a net change of 0 holders.
- The largest State Street SPDR S&P Kensho Final Frontiers ETF buyer in Q3 2020 was Osaic Holdings, an estimated $633K added.
- The largest State Street SPDR S&P Kensho Final Frontiers ETF seller in Q3 2020 was Cetera Advisor Networks, an estimated $43K sold.
Based on aggregated 13F filings for Q3 2020.