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Retail Opportunity Investments Corp.

Delisted

ROIC was delisted on the 12th of February, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
PA
201
Parallel Advisors
California
$12K -$1.66K -93 -11%
BBHC
202
Brown Brothers Harriman & Co
New York
$11K +$11.9K +666 New
NICM
203
Neo Ivy Capital Management
New York
$11K +$13K +730 New
Rockefeller Capital Management
204
Rockefeller Capital Management
New York
$8K +$5.51K +309 +110%
PFBT
205
Parkside Financial Bank & Trust
Missouri
$7K -$428 -24 -5%
MPWT
206
MassMutual Private Wealth & Trust
Connecticut
$5K +$5.21K +292 +768%
APC
207
Aspire Private Capital
North Carolina
$4K – – –
CFN
208
Cordasco Financial Network
Florida
$3K – – –
PCG
209
Private Capital Group
Connecticut
$3K – – –
TWA
210
TCI Wealth Advisors
Arizona
$3K – – –
YAL
211
Your Advocates Ltd
Texas
$3K – – –
SPIA
212
Steward Partners Investment Advisory
New York
$2K – – –
HWM
213
HighMark Wealth Management
Minnesota
$2K +$18 +1 +0.7%
FPS
214
Fieldpoint Private Securities
Connecticut
$1K -$4.55K -255 -80%
SWM
215
Spire Wealth Management
Virginia
$1K -$1.77K -99 -59%
AFS
216
Annapolis Financial Services
Maryland
$1K – – –
AssetMark Inc
217
AssetMark Inc
California
$1K – – –
CTC
218
Central Trust Company
Missouri
$1K – – –
STCOSD
219
Sageworth Trust Company of South Dakota
South Dakota
$1K – – –
GRP
220
Global Retirement Partners
California
$1K +$892 +50 New
ED
221
Exane Derivatives
France
$647 – – –
WCP
222
Waterfront Capital Partners
New York
– -$26.2M -1,349,969 Closed
William Blair Investment Management
223
William Blair Investment Management
Illinois
– -$15.1M -780,794 Closed
ZP
224
Zimmer Partners
New York
– -$4.36M -225,000 Closed
AG
225
Algert Global
California
– -$2.19M -112,882 Closed