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Retail Opportunity Investments Corp.

Delisted

ROIC was delisted on the 12th of February, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
PFBT
201
Parkside Financial Bank & Trust
Missouri
$8K +$527 +30 +7%
ST
202
Sageworth Trust
Pennsylvania
$8K +$8.44K +480 New
FHA
203
First Horizon Advisors
Tennessee
$7K -$598 -34 -8%
FPS
204
Fieldpoint Private Securities
Connecticut
$6K – – –
IA
205
IFP Advisors
Florida
$6K – – –
TFO
206
Tarbox Family Office
California
$5K – – –
Rockefeller Capital Management
207
Rockefeller Capital Management
New York
$4K -$3.41K -194 -41%
CFN
208
Cordasco Financial Network
Florida
$4K – – –
HI
209
Harbour Investments
Wisconsin
$4K – – –
PCG
210
Private Capital Group
Connecticut
$4K – – –
SPIA
211
Steward Partners Investment Advisory
New York
$4K – – –
YAL
212
Your Advocates Ltd
Texas
$4K – – –
Fidelity Investments
213
Fidelity Investments
Massachusetts
$4K +$2.34K +133 +162%
TWA
214
TCI Wealth Advisors
Arizona
$4K +$3.66K +208 New
EI
215
Ellevest Inc
New York
$2K – – –
HWM
216
HighMark Wealth Management
Minnesota
$2K +$18 +1 +0.7%
ASN
217
Advisory Services Network
Georgia
$2K +$1.58K +90 New
TPCW
218
TD Private Client Wealth
New York
$1.48K – – –
AFS
219
Annapolis Financial Services
Maryland
$1K – – –
AssetMark Inc
220
AssetMark Inc
California
$1K – – –
CWC
221
Carolinas Wealth Consulting
North Carolina
$1K – – –
ED
222
Exane Derivatives
France
$713 – – –
California Public Employees Retirement System
223
California Public Employees Retirement System
California
– -$3.62M -227,954 Closed
SSG
224
Summit Securities Group
New York
– -$2.78M -175,000 Closed
Two Sigma Investments
225
Two Sigma Investments
New York
– -$1.5M -94,573 Closed