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ROIC

Retail Opportunity Investments Corp.

Delisted

ROIC was delisted on the 12th of February, 2025.

220 hedge funds and large institutions have $1.82B invested in Retail Opportunity Investments Corp. in 2023 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 73 increasing their positions, 95 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

41% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 17

19% more capital invested

Capital invested by funds: $1.53B → $1.82B (+$292M)

12% more call options, than puts

Call options by funds: $66K | Put options by funds: $59K

2% more funds holding

Funds holding: 216220 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

23% less repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 95

Holders
220
Holders Change
+4
Holders Change %
+1.85%
% of All Funds
3.21%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
24
Increased
73
Reduced
95
Closed
17
Calls
$66K
Puts
$59K
Net Calls
+$7K
Net Calls Change
-$71K
Name Holding Trade Value Shares
Change
Change in
Stake
Simplex Trading
201
Simplex Trading
Illinois
$6K +$5.58K +444 New
BTI
202
Blue Trust Inc
Georgia
$6K +$6.05K +481 New
Carson Wealth (CWM LLC)
203
Carson Wealth (CWM LLC)
Nebraska
$5K -$26.2K -2,080 -85%
APC
204
Aspire Private Capital
North Carolina
$3.79K
MPWT
205
MassMutual Private Wealth & Trust
Connecticut
$3.68K -$7.68K -611 -70%
YAL
206
Your Advocates Ltd
Texas
$2.81K
HWM
207
HighMark Wealth Management
Minnesota
$2.13K +$25 +2 +1%
ASN
208
Advisory Services Network
Georgia
$2.12K +$1.9K +151 New
FFA
209
Farther Finance Advisors
California
$1.91K +$491 +39 +40%
FMII
210
Farmers & Merchants Investments Inc
Nebraska
$1.33K
AF
211
Allworth Financial
California
$1.25K -$88 -7 -7%
WTC
212
WhitTier Trust Company
Nevada
$1.25K -$1.12K -89 -50%
HNB
213
Huntington National Bank
Ohio
$1.24K +$1.09K +87 +8,700%
BIA
214
Bell Investment Advisors
California
$1.08K -$440 -35 -31%
PTC
215
Private Trust Company
Ohio
$716
EWA
216
EverSource Wealth Advisors
Alabama
$603 -$503 -40 -48%
Northwestern Mutual Wealth Management
217
Northwestern Mutual Wealth Management
Wisconsin
$603
GRP
218
Global Retirement Partners
California
$518 -$164 -13 -26%
PFBT
219
Parkside Financial Bank & Trust
Missouri
$211 -$5.62K -447 -97%
Alyeska Investment Group
220
Alyeska Investment Group
Illinois
-$13.9M -1,125,120 Closed
ACM
221
Adelante Capital Management
California
-$1.29M -103,850 Closed
QT
222
Quantbot Technologies
New York
-$1.17M -94,306 Closed
WAM
223
Wolverine Asset Management
Illinois
-$840K -67,858 Closed
YIH
224
Y-Intercept (HK)
Hong Kong
-$675K -54,558 Closed
MM
225
MQS Management
New York
-$505K -40,766 Closed

ROIC Hedge Fund Activity: Q4 2023 in Review

220 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Retail Opportunity Investments Corp. (ROIC) for Q4 2023, worth a combined $1.82B — up 19% from $1.53B a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new ROIC positions and 17 closed out — a net gain of 7 holders — while 73 added to existing stakes and 95 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $29.8M. The largest seller was Weiss Multi-Strategy Advisers, cutting an estimated $25.3M.

  • 220 institutional investors held Retail Opportunity Investments Corp. (ROIC) as of Q4 2023, up from 216 in Q3 2023.
  • Funds reported $1.82B of Retail Opportunity Investments Corp. stock for Q4 2023, up 19% quarter-over-quarter.
  • 24 funds opened new Retail Opportunity Investments Corp. positions in Q4 2023 and 17 closed out, a net change of +7 holders.
  • The largest Retail Opportunity Investments Corp. buyer in Q4 2023 was Morgan Stanley, an estimated $29.8M added.
  • The largest Retail Opportunity Investments Corp. seller in Q4 2023 was Weiss Multi-Strategy Advisers, an estimated $25.3M sold.

Based on aggregated 13F filings for Q4 2023.