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ROCQ

JPMorgan Nasdaq Equity Premium Yield ETF
ROCQ

Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$114M +$607K +11,017 +0.6%
CSP
2
Cary Street Partners
Virginia
$14.1M +$13.5M +244,888 New
HighTower Advisors
3
HighTower Advisors
Illinois
$5.14M +$4.91M +89,099 New
OMC
4
Old Mission Capital
Illinois
$2.52M +$879K +15,947 +57%
SPC
5
Sigma Planning Corp
Michigan
$1.38M +$1.32M +24,004 New
WF
6
Wayfinding Financial
Washington
$1.26M +$1.21M +21,864 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.22M +$1.16M +21,114 New
CSPIA
8
Cary Street Partners Investment Advisory
Virginia
$1.18M +$1.13M +20,545 New
RFA
9
Reyes Financial Architecture
California
$907K +$867K +15,735 New
FWP
10
FAS Wealth Partners
Kansas
$713K +$682K +12,372 New
MML Investors Services
11
MML Investors Services
Massachusetts
$585K +$560K +10,150 New
DAS
12
Dynamic Advisor Solutions
Arizona
$577K +$551K +10,000 New
DWP
13
Daymark Wealth Partners
Ohio
$573K +$548K +9,939 New
AA
14
Advisory Alpha
Michigan
$535K +$512K +9,280 New
NB
15
Nicolet Bankshares
Wisconsin
$388K +$380K +6,886 New
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$298K +$285K +5,176 New
LFG
17
Larson Financial Group
Missouri
$218K +$208K +3,778 New
EWA
18
EP Wealth Advisors
California
$125K +$119K +2,162 New
FFA
19
Farther Finance Advisors
California
$92.3K +$88.2K +1,600 New
Jones Financial Companies
20
Jones Financial Companies
Missouri
$20.3K +$20.1K +364 New
AIP
21
Ameritas Investment Partners
Nebraska
$12.5K +$12K +217 New
S
22
SignatureFD
Georgia
$8.65K +$8.27K +150 New
UIA
23
Ulland Investment Advisors
Minnesota
$6K +$5.51K +100 New
HNW
24
High Note Wealth
Minnesota
$5.77K +$5.51K +100 New
Wells Fargo
25
Wells Fargo
California
$14 – – –
1
2