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ROCAU

ROC Energy Acquisition Corp. Unit
ROCAU

Delisted

ROCAU was delisted on the 20th of June, 2023.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SCC
26
Spring Creek Capital
Kansas
$2.52M +$2.51M +250,000 New
CCA
27
Castle Creek Arbitrage
Colorado
$2.43M +$2.41M +240,000 New
KC
28
Kryger Capital
United Kingdom
$2.38M +$2.37M +235,517 New
BI
29
Bulldog Investors
New Jersey
$2.35M +$2.33M +232,000 New
RCM
30
Radcliffe Capital Management
Pennsylvania
$2.02M +$2.01M +200,000 New
CC
31
Centiva Capital
New York
$2.02M +$2.01M +200,000 New
SIA
32
Schechter Investment Advisors
Michigan
$1.76M +$1.75M +173,930 New
KIM
33
Karpus Investment Management
New York
$1.72M +$1.71M +170,000 New
ECU
34
Eisler Capital (UK)
United Kingdom
$1.53M +$1.51M +150,000 New
6CM
35
683 Capital Management
New York
$1.06M +$1.06M +105,000 New
LCM
36
Lynwood Capital Management
Ontario, Canada
$1.01M +$1.01M +100,000 New
PCM
37
Prelude Capital Management
New York
$1.01M +$1.01M +100,000 New
GCL
38
Glazer Capital LLC
New York
$991K +$986K +98,010 New
MTCM
39
Mint Tower Capital Management
Netherlands
$850K +$846K +84,117 New
WA
40
Whitebox Advisors
Minnesota
$758K +$754K +75,000 New
Millennium Management
41
Millennium Management
New York
$545K +$543K +54,000 New
SMA
42
Sage Mountain Advisors
Georgia
$422K +$419K +41,700 New
BCM
43
Bluefin Capital Management
New York
$354K +$352K +35,000 New
CM
44
Cohanzick Management
New York
$66.7K +$66.4K +6,600 New
AA
45
Ancora Advisors
Ohio
$50K +$50.3K +5,000 New
WAM
46
Wolverine Asset Management
Illinois
$49K +$48.9K +4,860 New
CCM
47
Condor Capital Management
New Jersey
$30K +$30.2K +3,000 New
UBS Group
48
UBS Group
Switzerland
$10K +$10.1K +1,003 New
TRCT
49
Tower Research Capital (TRC)
New York
– +$60 +6 New
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