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ROC

ROCKWOOD HLDGS INC
ROC

Delisted

ROC was delisted on the 12th of January, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
226
D.A. Davidson & Co
Montana
$99K -$64.7K -950 -41%
FNBT
227
FineMark National Bank & Trust
Florida
$79K +$2.18K +32 +3%
CTC
228
Central Trust Company
Missouri
$76K -$21.4K -315 -23%
RIA
229
Regal Investment Advisors
Michigan
$72K
WAM
230
Wolverine Asset Management
Illinois
$71K +$68.1K +1,000 New
SAM
231
Solaris Asset Management
New York
$70K +$6.81K +100 +11%
PNC Financial Services Group
232
PNC Financial Services Group
Pennsylvania
$68K -$48.9K -718 -43%
NFA
233
Nationwide Fund Advisors
Ohio
$65K
PAM
234
Panagora Asset Management
Massachusetts
$63K
TF
235
Tompkins Financial
New York
$46K +$5.11K +75 +13%
Creative Planning
236
Creative Planning
Kansas
$43K -$7.9K -116 -16%
LTFS
237
Ladenburg Thalmann Financial Services
Florida
$26K
ECM
238
ETrade Capital Management
Virginia
$21K +$9.87K +145 +102%
TRCT
239
Tower Research Capital (TRC)
New York
$19K -$24.2K -355 -56%
Northwestern Mutual Wealth Management
240
Northwestern Mutual Wealth Management
Wisconsin
$18K +$9.46K +139 +131%
WA
241
WealthTrust-Arizona
Arizona
$15K -$408 -6 -3%
PMFA
242
Plante Moran Financial Advisors
Michigan
$14K
Envestnet Asset Management
243
Envestnet Asset Management
Illinois
$14K +$11K +161 +474%
KT
244
Kanaly Trust
Texas
$11K +$10.5K +154 New
HMS
245
Hanseatic Management Services
New Mexico
$10K +$545 +8 +6%
WA
246
Waverly Advisors
Alabama
$9K +$8.17K +120 New
MA
247
MUFG Americas
New York
$8K +$7.49K +110 New
FHA
248
First Horizon Advisors
Tennessee
$8K +$8.17K +120 New
SC
249
Sculptor Capital
New York
$7K -$45.5M -668,632 -100%
Bank of Montreal
250
Bank of Montreal
Ontario, Canada
$7K -$6.67K -98 -51%