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First Trust Nasdaq Artificial Intelligence and Robotics ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$3.6M +$734K +22,502 +21%
Bank of America
2
Bank of America
North Carolina
$2.81M +$489K +14,988 +17%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.64M +$3.16M +96,886 New
SIG
4
Sargent Investment Group
Maryland
$1.79M +$625K +19,166 +41%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$1.71M +$1.67M +51,281 +441%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$1.34M +$133K +4,065 +9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.23M +$237K +7,251 +19%
RJA
8
Raymond James & Associates
Florida
$904K +$444K +13,606 +69%
YIA
9
YHB Investment Advisors
Connecticut
$648K +$489 +15 +0.1%
PFA
10
Plotkin Financial Advisors
Maryland
$636K +$85.6K +2,625 +13%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$624K +$219K +6,711 +41%
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$461K
CAN
13
Cetera Advisor Networks
California
$441K +$529K +16,231 New
Stifel Financial
14
Stifel Financial
Missouri
$381K +$4.89K +150 +1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$369K -$1.92M -58,739 -81%
PAG
16
Private Advisor Group
New Jersey
$242K +$66.6K +2,042 +30%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$218K +$262K +8,031 New
GIA
18
Gladstone Institutional Advisory
Florida
$211K +$253K +7,745 New
CIAS
19
Capital Investment Advisory Services
North Carolina
$172K +$19.6K +600 +10%
MIFH
20
Migdal Insurance & Financial Holdings
Israel
$134K +$33.4K +1,025 +26%
Bessemer Group
21
Bessemer Group
New Jersey
$132K +$158K +4,855 New
FHA
22
Flagship Harbor Advisors
Massachusetts
$124K +$149K +4,572 New
IA
23
IFP Advisors
Florida
$112K +$10.7K +328 +9%
Citigroup
24
Citigroup
New York
$107K +$52.2K +1,600 +69%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$76K +$91.4K +2,802 New